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STATE OF CALIFORNIA – DEPARTMENT OF FINANCIAL PROTECTION AND INNOVATION
APPLICATION FOR CONSENT TO TRANSFER SECURITIES PURSUANT TO
SECTION 25151 OF THE CORPORATE SECURITIES LAW OF 1968
DFPI–260.151(a) (Register 2009, No. 39) (Rev. 11-20) Page 2 of 3
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Name and address of each proposed transferee (if space is insufficient, incorporate and attach
additional sheets):
Aggregate number or amount of
securities proposed to be transferred
Name Address by each transferor:
Total: ____________________________________
Address of principal executive office of Issuer:
(Number and Street) (City) (State) (Zip Code)
Name and address of person to whom correspondence regarding this application should be
directed:
(Name) (Number and Street) (City) (State) (Zip Code)
There are attached hereto as exhibits statements by each of the proposed transferees in the
form required by Section 260.151 of Title 10 of the California Code of Regulations. (Note:
Upon request, such statements will be treated as confidential by the Commissioner, subject to
the provisions of Section 250.10, Title 10, California Code of Regulations.)
(Check appropriate box)
(a) There are no restrictions upon the transfer of the securities proposed to be transferred
other than the legend or escrow condition imposed by the Commissioner of Financial
Protection and Innovation.
(b) There are no restrictions upon the transfer of the securities proposed to be transferred
other than the legend or escrow condition imposed by the Commissioner of Financial
Protection and Innovation which are described in an exhibit attached hereto and
incorporated herein by reference. Such restrictions have been complied with as to
make the transfer to the proposed transferees valid and are known to the proposed
transferees.