ORDER NO. 3206
SIGNATURE DATE: June 5, 1997
Subject: American Indian Tribal Rights, Federal-Tribal Trust Responsibilities, and the
Endangered Species Act
Sec. 1 Purpose and Authority. This Order is issued by the Secretary of the Interior and the
Secretary of Commerce (Secretaries) pursuant to the Endangered Species Act of 1973, 16 U.S.C.
'1531, as amended (the Act), the federal-tribal trust relationship,
and other federal law. Specifically, this Order clarifies the
responsibilities of the component agencies, bureaus and offices of
the Department of the Interior and the Department of Commerce
(Departments), when actions taken under authority of the Act and
associated implementing regulations affect, or may affect, Indian
lands, tribal trust resources, or the exercise of American Indian
tribal rights, as defined in this Order. This Order further
acknowledges the trust responsibility and treaty obligations of the
United States toward Indian tribes and tribal members and its
government-to-government relationship in dealing with tribes.
Accordingly, the Departments will carry out their responsibilities
under the Act in a manner that harmonizes the Federal trust
responsibility to tribes, tribal sovereignty, and statutory missions
of the Departments, and that strives to ensure that Indian tribes
do not bear a disproportionate burden for the conservation of listed
species, so as to avoid or minimize the potential for conflict and
confrontation.
Sec. 2 Scope and Limitations. (A) This Order is for guidance within
the Departments only and is adopted pursuant to, and is consistent
with, existing law.
(B) This Order shall not be construed to grant, expand, create, or
diminish any legally enforceable rights, benefits or trust
responsibilities, substantive or procedural, not otherwise granted
or created under existing law. Nor shall this Order be construed
to alter, amend, repeal, interpret or modify tribal sovereignty, any
treaty rights, or other rights of any Indian tribe, or to preempt,
modify or limit the exercise of any such rights.
(C) This Order does not preempt or modify the Departments' statutory
authorities or the authorities of Indian tribes or the states.
(D) Nothing in this Order shall be applied to authorize direct
(directed) take of listed species, or any activity that would
jeopardize the continued existence of any listed species or destroy
or adversely modify designated critical habitat. Incidental take
issues under this Order are addressed in Principle 3(C) of Section
5.
(E) Nothing in this Order shall require additional procedural
requirements for substantially completed Departmental actions,
activities, or policy initiatives.
(F) Implementation of this Order shall be subject to the availability
of resources and the requirements of the Anti-Deficiency Act.
(G) Should any tribe(s) and the Department(s) agree that greater
efficiency in the implementation of this Order can be achieved, nothing
in this Order shall prevent them from implementing strategies to do
so.
(H) This Order shall not be construed to supersede, amend, or
otherwise modify or affect the implementation of, existing agreements
or understandings with the Departments or their agencies, bureaus,
or offices including, but not limited to, memoranda of understanding,
memoranda of agreement, or statements of relationship, unless mutually
agreed by the signatory parties.
Sec. 3 Definitions. For the purposes of this Order, except as
otherwise expressly provided, the following terms shall apply:
(A) The term "Indian tribe" shall mean any Indian tribe, band, nation,
pueblo, community or other organized group within the United States
which the Secretary of the Interior has identified on the most current
list of tribes maintained by the Bureau of Indian Affairs.
(B) The term "tribal trust resources" means those natural resources,
either on or off Indian lands, retained by, or reserved by or for
Indian tribes through treaties, statutes, judicial decisions, and
executive orders, which are protected by a fiduciary obligation on
the part of the United States.
(C) The term "tribal rights" means those rights legally accruing
to a tribe or tribes by virtue of inherent sovereign authority,
unextinguished aboriginal title, treaty, statute, judicial decisions,
executive order or agreement, and which give rise to legally
enforceable remedies.
(D) The term "Indian lands" means any lands title to which is either:
1) held in trust by the United States for the benefit of any Indian
tribe or individual; or 2) held by any Indian tribe or individual
subject to restrictions by the United States against alienation.
Sec. 4 Background. The unique and distinctive political
relationship between the United States and Indian tribes is defined
by treaties, statutes, executive orders, judicial decisions, and
agreements, and differentiates tribes from other entities that deal
with, or are affected by, the federal government. This relationship
has given rise to a special federal trust responsibility, involving
the legal responsibilities and obligations of the United States toward
Indian tribes and the application of fiduciary standards of due care
with respect to Indian lands, tribal trust resources, and the exercise
of tribal rights.
The Departments recognize the importance of tribal
self-governance and the protocols of a government-to-government
relationship with Indian tribes. Long-standing Congressional and
Administrative policies promote tribal self-government,
self-sufficiency, and self-determination, recognizing and endorsing
the fundamental rights of tribes to set their own priorities and make
decisions affecting their resources and distinctive ways of life.
The Departments recognize and respect, and shall consider, the value
that tribal traditional knowledge provides to tribal and federal land
management decision-making and tribal resource management activities.
The Departments recognize that Indian tribes are governmental
sovereigns; inherent in this sovereign authority is the power to make
and enforce laws, administer justice, manage and control Indian lands,
exercise tribal rights and protect tribal trust resources. The
Departments shall be sensitive to the fact that Indian cultures,
religions, and spirituality often involve ceremonial and medicinal
uses of plants, animals, and specific geographic places.
Indian lands are not federal public lands or part of the public
domain, and are not subject to federal public land laws. They were
retained by tribes or were set aside for tribal use pursuant to
treaties, statutes, judicial decisions, executive orders or
agreements. These lands are managed by Indian tribes in accordance
with tribal goals and objectives, within the framework of applicable
laws.
Because of the unique government-to-government relationship
between Indian tribes and the United States, the Departments and
affected Indian tribes need to establish and maintain effective
working relationships and mutual partnerships to promote the
conservation of sensitive species (including candidate, proposed and
listed species) and the health of ecosystems upon which they depend.
Such relationships should focus on cooperative assistance,
consultation, the sharing of information, and the creation of
government-to-government partnerships to promote healthy ecosystems.
In facilitating a government-to-government relationship, the
Departments may work with intertribal organizations, to the extent
such organizations are authorized by their member tribes to carry
out resource management responsibilities.
Sec. 5 Responsibilities. To achieve the objectives of this Order,
the heads of all agencies, bureaus and offices within the Department
of the Interior, and the Administrator of the National Oceanic and
Atmospheric Administration (NOAA) within the Department of Commerce,
shall be responsible for ensuring that the following directives are
followed:
Principle 1. THE DEPARTMENTS SHALL WORK DIRECTLY WITH INDIAN TRIBES
ON A GOVERNMENT-TO-GOVERNMENT BASIS TO PROMOTE HEALTHY ECOSYSTEMS.
The Departments shall recognize the unique and distinctive
political and constitutionally based relationship that exists between
the United States and each Indian tribe, and shall view tribal
governments as sovereign entities with authority and responsibility
for the health and welfare of ecosystems on Indian lands. The
Departments recognize that Indian tribes are governmental sovereigns
with inherent powers to make and enforce laws, administer justice,
and manage and control their natural resources. Accordingly, the
Departments shall seek to establish effective
government-to-government working relationships with tribes to achieve
the common goal of promoting and protecting the health of these
ecosystems. Whenever the agencies, bureaus, and offices of the
Departments are aware that their actions planned under the Act may
impact tribal trust resources, the exercise of tribal rights, or Indian
lands, they shall consult with, and seek the participation of, the
affected Indian tribes to the maximum extent practicable. This shall
include providing affected tribes adequate opportunities to
participate in data collection, consensus seeking, and associated
processes. To facilitate the government-to-government relationship,
the Departments may coordinate their discussions with a representative
from an intertribal organization, if so designated by the affected
tribe(s).
Except when determined necessary for investigative or
prosecutorial law enforcement activities, or when otherwise provided
in a federal-tribal agreement, the Departments, to the maximum extent
practicable, shall obtain permission from tribes before knowingly
entering Indian reservations and tribally-owned fee lands for purposes
of ESA-related activities, and shall communicate as necessary with
the appropriate tribal officials. If a tribe believes this section
has been violated, such tribe may file a complaint with the appropriate
Secretary, who shall promptly investigate and respond to the tribe.
Principle 2. THE DEPARTMENTS SHALL RECOGNIZE THAT INDIAN LANDS ARE
NOT SUBJECT TO THE SAME CONTROLS AS FEDERAL PUBLIC LANDS.
The Departments recognize that Indian lands, whether held in
trust by the United States for the use and benefit of Indians or owned
exclusively by an Indian tribe, are not subject to the controls or
restrictions set forth in federal public land laws. Indian lands
are not federal public lands or part of the public domain, but are
rather retained by tribes or set aside for tribal use pursuant to
treaties, statutes, court orders, executive orders, judicial
decisions, or agreements. Accordingly, Indian tribes manage Indian
lands in accordance with tribal goals and objectives, within the
framework of applicable laws.
Principle 3. THE DEPARTMENTS SHALL ASSIST INDIAN TRIBES IN DEVELOPING
AND EXPANDING TRIBAL PROGRAMS SO THAT HEALTHY ECOSYSTEMS ARE PROMOTED
AND CONSERVATION RESTRICTIONS ARE UNNECESSARY.
(A) The Departments shall take affirmative steps to assist Indian
tribes in developing and expanding tribal programs that promote
healthy ecosystems.
The Departments shall take affirmative steps to achieve the
common goals of promoting healthy ecosystems, Indian self-government,
and productive government-to-government relationships under this
Order, by assisting Indian tribes in developing and expanding tribal
programs that promote the health of ecosystems upon which sensitive
species (including candidate, proposed and listed species) depend.
The Departments shall offer and provide such scientific and
technical assistance and information as may be available for the
development of tribal conservation and management plans to promote
the maintenance, restoration, enhancement and health of the ecosystems
upon which sensitive species (including candidate, proposed, and
listed species) depend, including the cooperative identification of
appropriate management measures to address concerns for such species
and their habitats.
(B) The Departments shall recognize that Indian tribes are
appropriate governmental entities to manage their lands and tribal
trust resources.
The Departments acknowledge that Indian tribes value, and
exercise responsibilities for, management of Indian lands and tribal
trust resources. In keeping with the federal policy of promoting
tribal self-government, the Departments shall respect the exercise
of tribal sovereignty over the management of Indian lands, and tribal
trust resources. Accordingly, the Departments shall give deference
to tribal conservation and management plans for tribal trust resources
that: (a) govern activities on Indian lands, including, for the
purposes of this section, tribally-owned fee lands, and (b) address
the conservation needs of listed species. The Departments shall
conduct government-to-government consultations to discuss the extent
to which tribal resource management plans for tribal trust resources
outside Indian lands can be incorporated into actions to address the
conservation needs of listed species.
(C) The Departments, as trustees, shall support tribal measures that
preclude the need for conservation restrictions.
At the earliest indication that the need for federal conservation
restrictions is being considered for any species, the Departments,
acting in their trustee capacities, shall promptly notify all
potentially affected tribes, and provide such technical, financial,
or other assistance as may be appropriate, thereby assisting Indian
tribes in identifying and implementing tribal conservation and other
measures necessary to protect such species.
In the event that the Departments determine that conservation
restrictions are necessary in order to protect listed species, the
Departments, in keeping with the trust responsibility and
government-to-government relationships, shall consult with affected
tribes and provide written notice to them of the intended restriction
as far in advance as practicable. If the proposed conservation
restriction is directed at a tribal activity that could raise the
potential issue of direct (directed) take under the Act, then
meaningful government-to-government consultation shall occur, in
order to strive to harmonize the federal trust responsibility to
tribes, tribal sovereignty and the statutory missions of the
Departments. In cases involving an activity that could raise the
potential issue of an incidental take under the Act, such notice shall
include an analysis and determination that all of the following
conservation standards have been met: (i) the restriction is
reasonable and necessary for conservation of the species at issue;
(ii) the conservation purpose of the restriction cannot be achieved
by reasonable regulation of non-Indian activities; (iii) the measure
is the least restrictive alternative available to achieve the required
conservation purpose; (iv) the restriction does not discriminate
against Indian activities, either as stated or applied; and, (v)
voluntary tribal measures are not adequate to achieve the necessary
conservation purpose.
Principle 4. THE DEPARTMENTS SHALL BE SENSITIVE TO INDIAN CULTURE,
RELIGION AND SPIRITUALITY.
The Departments shall take into consideration the impacts of
their actions and policies under the Act on Indian use of listed species
for cultural and religious purposes. The Departments shall avoid
or minimize, to the extent practicable, adverse effects upon the
noncommercial use of listed sacred plants and animals in medicinal
treatments and in the expression of cultural and religious beliefs
by Indian tribes. When appropriate, the Departments may issue
guidelines to accommodate Indian access to, and traditional uses of,
listed species, and to address unique circumstances that may exist
when administering the Act.
Principle 5. THE DEPARTMENTS SHALL MAKE AVAILABLE TO INDIAN TRIBES
INFORMATION RELATED TO TRIBAL TRUST RESOURCES AND INDIAN LANDS, AND,
TO FACILITATE THE MUTUAL EXCHANGE OF INFORMATION, SHALL STRIVE TO
PROTECT SENSITIVE TRIBAL INFORMATION FROM DISCLOSURE.
To further tribal self-government and the promotion of healthy
ecosystems, the Departments recognize the critical need for Indian
tribes to possess complete and accurate information related to Indian
lands and tribal trust resources. To the extent consistent with the
provisions of the Privacy Act, the Freedom of Information Act (FOIA)
and the Departments' abilities to continue to assert FOIA exemptions
with regard to FOIA requests, the Departments shall make available
to an Indian tribe all information held by the Departments which is
related to its Indian lands and tribal trust resources. In the course
of the mutual exchange of information, the Departments shall protect,
to the maximum extent practicable, tribal information which has been
disclosed to or collected by the Departments. The Departments shall
promptly notify and, when appropriate, consult with affected tribes
regarding all requests for tribal information relating to the
administration of the Act.
Sec. 6 Federal-Tribal Intergovernmental Agreements. The
Departments shall, when appropriate and at the request of an Indian
tribe, pursue intergovernmental agreements to formalize arrangements
involving sensitive species (including candidate, proposed, and
listed species) such as, but not limited to, land and resource
management, multi-jurisdictional partnerships, cooperative law
enforcement, and guidelines to accommodate Indian access to, and
traditional uses of, natural products. Such agreements shall strive
to establish partnerships that harmonize the Departments' missions
under the Act with the Indian tribe's own ecosystem management
objectives.
Sec. 7 Alaska. The Departments recognize that section 10(e) of the
Act governs the taking of listed species by Alaska Natives for
subsistence purposes and that there is a need to study the
implementation of the Act as applied to Alaska tribes and natives.
Accordingly, this Order shall not apply to Alaska and the Departments
shall, within one year of the date of this Order, develop
recommendations to the Secretaries to supplement or modify this Order
and its Appendix, so as to guide the administration of the Act in
Alaska. These recommendations shall be developed with the full
cooperation and participation of Alaska tribes and natives. The
purpose of these recommendations shall be to harmonize the
government-to-government relationship with Alaska tribes, the federal
trust responsibility to Alaska tribes and Alaska Natives, the rights
of Alaska Natives, and the statutory missions of the Departments.
Sec. 8 Special Study on Cultural and Religious Use of Natural
Products. The Departments recognize that there remain tribal
concerns regarding the access to, and uses of, eagle feathers, animal
parts, and other natural products for Indian cultural and religious
purposes. Therefore, the Departments shall work together with Indian
tribes to develop recommendations to the Secretaries within one year
to revise or establish uniform administrative procedures to govern
the possession, distribution, and transportation of such natural
products that are under federal jurisdiction or control.
Sec. 9 Dispute Resolution. (A) Federal-tribal disputes regarding
implementation of this Order shall be addressed through
government-to-government discourse. Such discourse is to be
respectful of government-to-government relationships and relevant
federal-tribal agreements, treaties, judicial decisions, and policies
pertaining to Indian tribes. Alternative dispute resolution
processes may be employed as necessary to resolve disputes on technical
or policy issues within statutory time frames; provided that such
alternative dispute resolution processes are not intended to apply
in the context of investigative or prosecutorial law enforcement
activities.
(B) Questions and concerns on matters relating to the use or
possession of listed plants or listed animal parts used for religious
or cultural purposes shall be referred to the appropriate Departmental
officials and the appropriate tribal contacts for religious and
cultural affairs.
Sec. 10 Implementation. This Order shall be implemented by all
agencies, bureaus, and offices of the Departments, as applicable.
In addition, the U.S. Fish and Wildlife Service and the National Marine
Fisheries Service shall implement their specific responsibilities
under the Act in accordance with the guidance contained in the attached
Appendix.
Sec. 11 Effective Date. This Order, issued within the Department
of the Interior as Order No. 3206, is effective immediately and will
remain in effect until amended, superseded, or revoked.
This Secretarial Order, entitled "American Indian Tribal Rights,
Federal-Tribal Trust Responsibilities, and the Endangered Species
Act," and its accompanying Appendix were issued this 5th day of June,
1997, in Washington, D.C., by the Secretary of the Interior and the
Secretary of Commerce.
/s/ Bruce Babbitt
Secretary of the Interior
/s/ William M. Daley
Secretary of Commerce
Date: June 5, 1997
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APPENDIX
Appendix to Secretarial Order issued within the Department of the
Interior as Order No. 3206.
Sec. 1 Purpose. The purpose of this Appendix is to provide policy
to the National, regional and field offices of the U.S. Fish and
Wildlife Service (FWS) and the National Marine Fisheries Service
(NMFS), (hereinafter "Services"), concerning the implementation of
the Secretarial Order issued by the Department of the Interior and
the Department of Commerce, entitled "American Indian Tribal Rights,
Federal-Tribal Trust Responsibilities, and the Endangered Species
Act." This policy furthers the objectives of the FWS Native American
Policy (June 28, 1994), and the American Indian and Alaska Native
Policy of the Department of Commerce (March 30, 1995). This Appendix
shall be considered an integral part of the above Secretarial Order,
and all sections of the Order shall apply in their entirety to this
Appendix.
Sec. 2 General Policy. (A) Goals. The goals of this Appendix are
to provide a basis for administration of the Act in a manner that
(1) recognizes common federal-tribal goals of conserving sensitive
species (including candidate, proposed, and listed species) and the
ecosystems upon which they depend, Indian self-government, and
productive government-to-government relationships; and (2)
harmonizes the federal trust responsibility to tribes, tribal
sovereignty, and the statutory missions of the Departments, so as
to avoid or minimize the potential for conflict and confrontation.
(B) Government-to-Government Communication. It shall be the
responsibility of each Service's regional and field offices to
maintain a current list of tribal contact persons within each Region,
and to ensure that meaningful government-to-government communication
occurs regarding actions to be taken under the Act.
(C) Agency Coordination. The Services have the lead roles and
responsibilities in administering the Act, while the Services and
other federal agencies share responsibilities for honoring Indian
treaties and other sources of tribal rights. The Bureau of Indian
Affairs (BIA) has the primary responsibility for carrying out the
federal responsibility to administer tribal trust property and
represent tribal interests during formal Section 7 consultations under
the Act. Accordingly, the Services shall consult, as appropriate,
with each other, affected Indian tribes, the BIA, the Office of the
Solicitor (Interior), the Office of American Indian Trust (Interior),
and the NOAA Office of General Counsel in determining how the fiduciary
responsibility of the federal government to Indian tribes may best
be realized.
(D) Technical Assistance. In their roles as trustees, the Services
shall offer and provide technical assistance and information for the
development of tribal conservation and management plans to promote
the maintenance, restoration, and enhancement of the ecosystems on
which sensitive species (including candidate, proposed, and listed
species) depend. The Services should be creative in working with
the tribes to accomplish these objectives. Such technical assistance
may include the cooperative identification of appropriate management
measures to address concerns for sensitive species (including
candidate, proposed and listed species) and their habitats. Such
cooperation may include intergovernmental agreements to enable Indian
tribes to more fully participate in conservation programs under the
Act. Moreover, the Services may enter into conservation easements
with tribal governments and enlist tribal participation in incentive
programs.
(E) Tribal Conservation Measures. The Services shall, upon the
request of an Indian tribe or the BIA, cooperatively review and assess
tribal conservation measures for sensitive species (including
candidate, proposed and listed species) which may be included in tribal
resource management plans. The Services will communicate to the
tribal government their desired conservation goals and objectives,
as well as any technical advice or suggestions for the modification
of the plan to enhance its benefits for the conservation of sensitive
species (including candidate, proposed and listed species). In
keeping with the Services' initiatives to promote voluntary
conservation partnerships for listed species and the ecosystems upon
which they depend, the Services shall consult on a
government-to-government basis with the affected tribe to determine
and provide appropriate assurances that would otherwise be provided
to a non-Indian.
Sec. 3 The Federal Trust Responsibility and the Administration of
the Act.
The Services shall coordinate with affected Indian tribes in order
to fulfill the Services' trust responsibilities and encourage
meaningful tribal participation in the following programs under the
Act, and shall:
(A) Candidate Conservation.
(1) Solicit and utilize the expertise of affected Indian tribes in
evaluating which animal and plant species should be included on the
list of candidate species, including conducting population status
inventories and geographical distribution surveys;
(2) Solicit and utilize the expertise of affected Indian tribes when
designing and implementing candidate conservation actions to remove
or alleviate threats so that the species' listing priority is reduced
or listing as endangered or threatened is rendered unnecessary; and
(3) Provide technical advice and information to support tribal
efforts and facilitate voluntary tribal participation in
implementation measures to conserve candidate species on Indian lands.
(B) The Listing Process.
(1) Provide affected Indian tribes with timely notification of the
receipt of petitions to list species, the listing of which could affect
the exercise of tribal rights or the use of tribal trust resources.
In addition, the Services shall solicit and utilize the expertise
of affected Indian tribes in responding to listing petitions that
may affect tribal trust resources or the exercise of tribal rights.
(2) Recognize the right of Indian tribes to participate fully in
the listing process by providing timely notification to, soliciting
information and comments from, and utilizing the expertise of, Indian
tribes whose exercise of tribal rights or tribal trust resources could
be affected by a particular listing. This process shall apply to
proposed and final rules to: (i) list species as endangered or
threatened; (ii) designate critical habitat; (iii) reclassify a
species from endangered to threatened (or vice versa); (iv) remove
a species from the list; and (v) designate experimental populations.
(3) Recognize the contribution to be made by affected Indian tribes,
throughout the process and prior to finalization and close of the
public comment period, in the review of proposals to designate critical
habitat and evaluate economic impacts of such proposals with
implications for tribal trust resources or the exercise of tribal
rights. The Services shall notify affected Indian tribes and the
BIA, and solicit information on, but not limited to, tribal cultural
values, reserved hunting, fishing, gathering, and other Indian rights
or tribal economic development, for use in: (i) the preparation of
economic analyses involving impacts on tribal communities; and (ii)
the preparation of "balancing tests" to determine appropriate
exclusions from critical habitat and in the review of comments or
petitions concerning critical habitat that may adversely affect the
rights or resources of Indian tribes.
(4) In keeping with the trust responsibility, shall consult with
the affected Indian tribe(s) when considering the designation of
critical habitat in an area that may impact tribal trust resources,
tribally-owned fee lands, or the exercise of tribal rights. Critical
habitat shall not be designated in such areas unless it is determined
essential to conserve a listed species. In designating critical
habitat, the Services shall evaluate and document the extent to which
the conservation needs of the listed species can be achieved by
limiting the designation to other lands.
(5) When exercising regulatory authority for threatened species
under section 4(d) of the Act, avoid or minimize effects on tribal
management or economic development, or the exercise of reserved Indian
fishing, hunting, gathering, or other rights, to the maximum extent
allowed by law.
(6) Having first provided the affected Indian tribe(s) the
opportunity to actively review and comment on proposed listing
actions, provide affected Indian tribe(s) with a written explanation
whenever a final decision on any of the following activities conflicts
with comments provided by an affected Indian tribe: (i) list a species
as endangered or threatened; (ii) designate critical habitat; (iii)
reclassify a species from endangered to threatened (or vice versa);
(iv) remove a species from the list; or (v) designate experimental
populations. If an affected Indian tribe petitions for rulemaking
under Section 4(b)(3), the Services will consult with and provide
a written explanation to the affected tribe if they fail to adopt
the requested regulation.
(C) ESA '7 Consultation.
(1) Facilitate the Services' use of the best available scientific
and commercial data by soliciting information, traditional knowledge,
and comments from, and utilizing the expertise of, affected Indian
tribes in addition to data provided by the action agency during the
consultation process. The Services shall provide timely notification
to affected tribes as soon as the Services are aware that a proposed
federal agency action subject to formal consultation may affect tribal
rights or tribal trust resources.
(2) Provide copies of applicable final biological opinions to
affected tribes to the maximum extent permissible by law.
(3)(a) When the Services enter formal consultation on an action
proposed by the BIA, the Services shall consider and treat affected
tribes as license or permit applicants entitled to full participation
in the consultation process. This shall include, but is not limited
to, invitations to meetings between the Services and the BIA,
opportunities to provide pertinent scientific data and to review data
in the administrative record, and to review biological assessments
and draft biological opinions. In keeping with the trust
responsibility, tribal conservation and management plans for tribal
trust resources that govern activities on Indian lands, including
for purposes of this paragraph, tribally-owned fee lands, shall serve
as the basis for developing any reasonable and prudent alternatives,
to the extent practicable.
(b) When the Services enter into formal consultations with an
Interior Department agency other than the BIA, or an agency of the
Department of Commerce, on a proposed action which may affect tribal
rights or tribal trust resources, the Services shall notify the
affected Indian tribe(s) and provide for the participation of the
BIA in the consultation process.
(c) When the Services enter into formal consultations with agencies
not in the Departments of the Interior or Commerce, on a proposed
action which may affect tribal rights or tribal trust resources, the
Services shall notify the affected Indian tribe(s) and encourage the
action agency to invite the affected tribe(s) and the BIA to
participate in the consultation process.
(d) In developing reasonable and prudent alternatives, the Services
shall give full consideration to all comments and information received
from any affected tribe, and shall strive to ensure that any
alternative selected does not discriminate against such tribe(s).
The Services shall make a written determination describing (i) how
the selected alternative is consistent with their trust
responsibilities, and (ii) the extent to which tribal conservation
and management plans for affected tribal trust resources can be
incorporated into any such alternative.
(D) Habitat Conservation Planning.
(1) Facilitate the Services' use of the best available scientific
and commercial data by soliciting information, traditional knowledge,
and comments from, and utilizing the expertise of, affected tribal
governments in habitat conservation planning that may affect tribal
trust resources or the exercise of tribal rights. The Services shall
facilitate tribal participation by providing timely notification as
soon as the Services are aware that a draft Habitat Conservation Plan
(HCP) may affect such resources or the exercise of such rights.
(2) Encourage HCP applicants to recognize the benefits of working
cooperatively with affected Indian tribes and advocate for tribal
participation in the development of HCPs. In those instances where
permit applicants choose not to invite affected tribes to participate
in those negotiations, the Services shall consult with the affected
tribes to evaluate the effects of the proposed HCP on tribal trust
resources and will provide the information resulting from such
consultation to the HCP applicant prior to the submission of the draft
HCP for public comment. After consultation with the tribes and the
non-federal landowner and after careful consideration of the tribe's
concerns, the Services must clearly state the rationale for the
recommended final decision and explain how the decision relates to
the Services' trust responsibility.
(3) Advocate the incorporation of measures into HCPs that will
restore or enhance tribal trust resources. The Services shall
advocate for HCP provisions that eliminate or minimize the
diminishment of tribal trust resources. The Services shall be
cognizant of the impacts of measures incorporated into HCPs on tribal
trust resources and the tribal ability to utilize such resources.
(4) Advocate and encourage early participation by affected tribal
governments in the development of region-wide or state-wide habitat
conservation planning efforts and in the development of any related
implementation documents.
(E) Recovery.
(1) Solicit and utilize the expertise of affected Indian tribes by
having tribal representation, as appropriate, on Recovery Teams when
the species occurs on Indian lands (including tribally-owned fee
lands), affects tribal trust resources, or affects the exercise of
tribal rights.
(2) In recognition of tribal rights, cooperate with affected tribes
to develop and implement Recovery Plans in a manner that minimizes
the social, cultural and economic impacts on tribal communities,
consistent with the timely recovery of listed species. The Services
shall be cognizant of tribal desires to attain population levels and
conditions that are sufficient to support the meaningful exercise
of reserved rights and the protection of tribal management or
development prerogatives for Indian resources.
(3) Invite affected Indian tribes, or their designated
representatives, to participate in the Recovery Plan implementation
process through the development of a participation plan and through
tribally-designated membership on recovery teams. The Services shall
work cooperatively with affected Indian tribes to identify and
implement the most effective measures to speed the recovery process.
(4) Solicit and utilize the expertise of affected Indian tribes in
the design of monitoring programs for listed species and for species
which have been removed from the list of Endangered and Threatened
Wildlife and Plants occurring on Indian lands or affecting the exercise
of tribal rights or tribal trust resources.
(F) Law Enforcement.
(1) At the request of an Indian tribe, enter into cooperative law
enforcement agreements as integral components of tribal, federal,
and state efforts to conserve species and the ecosystems upon which
they depend. Such agreements may include the delegation of
enforcement authority under the Act, within limitations, to full-time
tribal conservation law enforcement officers.
(2) Cooperate with Indian tribes in enforcement of the Act by
identifying opportunities for joint enforcement operations or
investigations. Discuss new techniques and methods for the detection
and apprehension of violators of the Act or tribal conservation laws,
and exchange law enforcement information in general.
SO#3206 6/5/97