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No. 21-16281
IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
–––––––––––––––––––––––––––––––––––––––––––––
CARA JONES, et al.,
Plaintiffs-Appellants,
v.
GOOGLE LLC, et al.,
Defendants-Appellees.
–––––––––––––––––––––––––––––––––––––––––––––
On Appeal from the United States District Court
for the Northern District of California,
No. 5:19-cv-07016 (Hon. Beth Labson Freeman)
–––––––––––––––––––––––––––––––––––––––––––––
BRIEF FOR AMICUS CURIAE FEDERAL TRADE COMMISSION
IN SUPPORT OF NEITHER PARTY
–––––––––––––––––––––––––––––––––––––––––––––
A
NISHA S. DASGUPTA
General Counsel
J
OEL MARCUS
Deputy General Counsel
Of Counsel: M
ARIEL GOETZ
Attorney
S
AMUEL LEVINE
F
EDERAL TRADE COMMISSION
Director, Bureau of Consumer
600 Pennsylvania Avenue, N.W.
Protection
Washington, D.C. 20580
F
EDERAL TRADE COMMISSION
Washin
g
ton, D.C. 20580 (202) 326-2763
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TABLE OF CONTENTS
Introduction And Interest Of The Federal Trade Commission ..................................1
Background ................................................................................................................3
I. The Children’s Online Privacy Protection Act (COPPA) ..................................3
II. The FTC’s Enforcement Of COPPA ..................................................................5
III. This Case .............................................................................................................7
Argument.................................................................................................................... 9
COPPA E
XPRESSLY PREEMPTS ONLY INCONSISTENT STATE LAWS ..........................10
Conclusion ...............................................................................................................16
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TABLE OF AUTHORITIES
CASES
Bates v. Dow,
544 U.S. 431 (2005) ...................................................................................... 14, 15
Beffa v. Bank of the West,
152 F.3d 1174 (9th Cir. 1998) ............................................................................. 14
English v. Gen. Elec. Co.,
496 U.S. 72 (1990) ............................................................................................... 10
Ishikawa v. Delta Airlines,
343 F.3d 1129 (9th Cir. 2003) ............................................................................. 14
Loughrin v. United States,
573 U.S. 351 (2014) ............................................................................................. 12
Medtronic v. Lohr,
518 U.S. 470 (1996) .......................................................................... 10, 13, 14, 15
Metrophones Telecomms., Inc. v. Glob. Crossing Telecomms., Inc.,
423 F.3d 1056 (9th Cir. 2005) ................................................................ 14, 15, 16
Puerto Rico v. Franklin Cal. Tax-Free Tr.,
579 U.S. 115 (2016) ............................................................................................. 15
Retail Clerks v. Schermerhorn,
375 U.S. 96 (1963) ............................................................................................... 10
Rice v. Santa Fe Elevator Corp.,
331 U.S. 218 (1947) ............................................................................................. 12
Whitman v. Am. Trucking Ass’ns,
531 U.S. 457 (2001) ............................................................................................. 15
Williams v. Taylor,
529 U.S. 362 (2000) ............................................................................................. 12
Wyeth v. Levine,
555 U.S. 555 (2009) ............................................................................................... 2
STATUTES, RULES, AND REGULATIONS
15 U.S.C. § 6501 ........................................................................................................ 1
15 U.S.C. § 6502 ....................................................................................................4, 5
15 U.S.C. § 6504 ........................................................................................................ 5
ii
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15 U.S.C. § 6505 ........................................................................................................4
16 C.F.R. Part 312......................................................................................................4
64 Fed. Reg. 22750 (Apr. 27, 1999) ..........................................................................4
64 Fed. Reg. 59888 (Nov. 3, 1999)............................................................................4
U.S. Const. art. VI, cl. 2 .............................................................................................9
OTHER AUTHORITIES
144 Cong. Rec. S8482 (July 17, 1998) (Statement of Sen. Bryan) ...........................3
144 Cong. Rec. S11657 (Oct. 7, 1998) (Statement of Sen. Bryan) .................... 4, 13
Federal Trade Commission Amicus Br., Batman v. Facebook, Inc.,
No. 13-16819 (9th Cir. 2014)........................................................................ 12, 13
Federal Trade Commission, Privacy Online: A Report to Congress
(June 1998) .............................................................................................................3
S. 2326: Children’s Online Privacy Protection Act of 1998,
Hearing before Senate Subcommittee on Communications,
S. Hrg. 105-1069 (Sept. 23, 1998) (Statement of Sen. Burns) ..............................3
iii
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INTRODUCTION AND INTEREST
OF THE FEDERAL TRADE COMMISSION
The Children’s Online Privacy Protection Act (“COPPA”), 15 U.S.C.
§ 6501, et seq., regulates the collection of information from children over the
internet. COPPA’s preemption clause restricts states from imposing liability for
regulated activities – for example, online data collection from children – that is
inconsistent with COPPA’s treatment of those activities. This case involves alleged
state-law liability for collecting data from children and tracking their online
behavior. The Court has invited the Federal Trade Commission to address
“whether the [COPPA] preemption clause preempts fully stand-alone state-law
causes of action by private citizens that concern data-collection activities that also
violate COPPA but are not predicated on a claim under COPPA.” DE 71.
1
The Federal Trade Commission (“FTC” or “Commission”) is an independent
agency of the United States Government that protects consumer interests by,
among other things, enforcing consumer protection laws and conducting studies of
industry-wide consumer protection issues. The FTC was a driving force behind the
enactment of COPPA and serves as the principal enforcer of COPPA and its
implementing rule, which was promulgated by the Commission. The FTC
1
“DE” refers to appellate docket entries; “Dkt.,” to district court docket
numbers; “Google,” to all defendants collectively; and “children,” to those under
13.
1
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therefore has a strong interest in the proper construction and application of
COPPA, including that statute’s preemptive impact. As the Supreme Court has
recognized, federal agencies “have a unique understanding of the statutes they
administer and an attendant ability to make informed determinations about how
state requirements may pose ‘an obstacle to the accomplishment and execution of
the full purposes and objectives of Congress.’” Wyeth v. Levine, 555 U.S. 555,
576-77 (2009) (cleaned up).
The Commission agrees with the panel that plaintiffs’ claims are not
preempted in this case. COPPA’s preemption clause preempts only state law
claims that are “inconsistent” with the statute’s treatment of regulated activities.
The panel properly held that plaintiffs’ claims here were consistent with COPPA
and therefore not displaced.
The Commission disagrees with Google’s proffered interpretation of
COPPA’s preemption clause, under which all state law claims involving children’s
online privacy would be preempted. Nothing in the statute’s text, purpose, or
legislative history supports such sweeping preemption, which would amount to a
finding that Congress intended to occupy the entire field of children’s online
privacy. No party advances that position, and the Commission disagrees with it.
The panel’s preemption holding was correct.
2
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BACKGROUND
I. The Children’s Online Privacy Protection Act (COPPA)
As the internet became more central to the lives of children and their
families, corresponding privacy concerns arose. Congress enacted COPPA in 1998
to better protect children’s online privacy. An FTC study provided the basis for the
legislative efforts that culminated in COPPA’s enactment. See Federal Trade
Commission, Privacy Online: A Report to Congress (June 1998); 144 Cong. Rec.
S8482 (July 17, 1998) (Statement of Sen. Bryan). The legislation “drew heavily
from the recommendations and findings of the FTC[].” S. 2326: Children’s Online
Privacy Protection Act of 1998, Hearing before Senate Subcommittee on
Communications, S. Hrg. 105-1069 (Sept. 23, 1998) at 3 (Statement of Sen.
Burns).
In the words of its principal sponsor, COPPA was designed “(1) to enhance
parental involvement in a child’s online activities in order to protect the privacy of
children in the online environment; (2) to enhance parental involvement to help
protect the safety of children in online fora such as chatrooms, home pages, and
pen-pal services in which children may make public postings of identifying
information; (3) to maintain the security of personally identifiable information of
children collected online; and (4) to protect children’s privacy by limiting the
3
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collection of personal information from children without parental consent.” 144
Cong. Rec. S11657 (Oct. 7, 1998) (Statement of Sen. Bryan).
To meet those objectives, Congress directed the Commission to promulgate
implementing regulations, including detailed regulations governing the collection
and use of personal information from children online. 15 U.S.C. § 6502(b)(1),
6502(c). Pursuant to Congress’s instructions, the Commission promulgated the
Children’s Online Privacy Protection Rule (“COPPA Rule”), 16 C.F.R. Part 312.
See 64 Fed. Reg. 22750 (Apr. 27, 1999) (Notice of Proposed Rulemaking); 64 Fed.
Reg. 59888 (Nov. 3, 1999) (final rule). COPPA declares it “unlawful for an
operator of a website or online service directed to children, or any operator that has
actual knowledge that it is collecting personal information from a child, to collect
personal information from a child in a manner that violates [those FTC]
regulations.” 15 U.S.C. § 6502(a)(1).
Congress assigned principal responsibility for COPPA’s enforcement to the
Commission, authorizing the agency to bring enforcement actions for violations of
the COPPA Rule in the same manner as for other Commission rules defining unfair
or deceptive acts or practices under the FTC Act. 15 U.S.C. § 6502(c). Several
other federal agencies help enforce the statute in specified areas. Id. § 6505(b). In
addition, COPPA authorizes state attorneys general to enforce compliance with the
COPPA Rule by filing actions in federal district courts after serving prior written
4
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notice upon the Commission when feasible. Id. § 6504(a). The statute does not
include a private right of action.
Congress included an express preemption clause in COPPA. That clause,
entitled “Inconsistent State Law,” provides:
No State or local government may impose any liability for
commercial activities or actions by operators in interstate or foreign
commerce in connection with an activity or action described in this
chapter that is inconsistent with the treatment of those activities or
actions under this section.
15 U.S.C. § 6502(d) (emphases added). By singling out “inconsistent” state law,
Congress expressed its desire to leave undisturbed state law that is consistent with
COPPA.
II. The FTC’s Enforcement Of COPPA
Since the COPPA Rule took effect in April 2000, the FTC has brought
numerous enforcement actions for violations of the rule. Of particular relevance
here, in 2019, the FTC and the New York Attorney General charged Google and
YouTube with violating the COPPA Rule by collecting personal information from
children without first notifying parents and getting their consent. The suit alleged
that Google and YouTube earned millions of dollars by using the collected
information to deliver targeted ads to viewers of YouTube channels directed at
children. The case resulted in a record-setting $170 million settlement and an order
requiring the companies to implement various compliance measures. See FTC,
5
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Google and YouTube Will Pay Record $170 Million for Alleged Violations of
Children’s Privacy Law (Sept. 4, 2019), https://www.ftc.gov/news-events/news/
press-releases/2019/09/google-youtube-will-pay-record-170-million-alleged-
violations-childrens-privacy-law.
More recently, the FTC charged Epic Games, the maker of the video game
Fortnite, with violating the COPPA Rule by collecting personal information from
children without parental notice or consent and failing to comply with parental
review and deletion requirements. Following a settlement with the FTC, Epic was
ordered to pay $275 million for these violations, a new record for COPPA
monetary penalties. See United States v. Epic Games, Inc., No. 5:22-cv-00518
(E.D.N.C. 2023). The FTC also has recently brought COPPA enforcement actions
against, among others, a weight loss company that marketed an app for use by
children and collected children’s personal information without parental permission
(among other violations); an online advertising platform, for collecting children’s
personal information without parental consent; and online app developers, for
similar violations.
2
2
See, e.g., United States v. Kurbo, Inc. and WW International, Inc., No. 3:22-cv-
00946 (N.D. Cal. 2022); United States v. OpenX Technologies, Inc., No. 2:21-cv-
09693 (C.D. Cal. 2021); United States v. Kuuhuub Inc., et al., No. 1:21-cv-01758
(D.D.C. 2021); United States v. HyperBeard, Inc., et al., No. 3:20-cv-03683 (N.D.
Cal. 2020) (all consent decrees).
6
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In addition to its enforcement work, in the last five years alone, the FTC has
undertaken numerous other initiatives involving COPPA, including launching a
regulatory review of the COPPA Rule, releasing a policy statement, conducting
studies and workshops, and issuing a report relating to COPPA.
3
III. This Case
In the proceedings below, plaintiffs – a group of children – alleged that
Google collected data about them and tracked their online activity surreptitiously
and without their consent, and that this conduct violates the constitutional,
statutory, and common law of several states. Op. 7-8 (DE 59-1). Much of the
3
See, e.g., Request for Public Comment on the Federal Trade Commission’s
Implementation of the Children’s Online Privacy Protection Rule, 84 Fed. Reg.
35842 (July 25, 2019), https://www.federalregister.gov/documents/2019/07/25/
2019-15754/request-for-public-comment-on-the-federal-trade-commissions-
implementation-of-the-childrens-online; FTC, Policy Statement of the Federal
Trade Commission on Education Technology and the Children’s Online Privacy
Protection Act (2022), https://www.ftc.gov/legal-library/browse/policy-statement-
federal-trade-commission-education-technology-childrens-online-privacy-
protection; FTC, Federal Trade Commission Report to Congress on COPPA
Staffing, Enforcement and Remedies (2022), https://www.ftc.gov/reports/federal-
trade-commission-report-congress-coppa-staffing-enforcement-remedies; FTC
Workshop, The Future of the COPPA Rule (2019), https://www.ftc.gov/news-
events/events/2019/10/future-coppa-rule-ftc-workshop; FTC Workshop, Student
Privacy and Ed Tech (2017), https://www.ftc.gov/news-events/events/2017/12/
student-privacy-ed-tech; FTC, FTC Issues Orders to Nine Social Media and Video
Streaming Services Seeking Data About How They Collect, Use, and Present
Information (2020), https://www.ftc.gov/news-events/news/press-releases/2020/
12/ftc-issues-orders-nine-social-media-video-streaming-services-seeking-data-
about-how-they-collect-use (initiating a study relating to social media and video
streaming companies’ practices, including their impact on children and teens).
7
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conduct at issue mirrors Google and YouTube’s actions in the FTC’s 2019 COPPA
enforcement action, but plaintiffs asserted only state law claims and did not purport
to assert claims arising directly under COPPA (which as mentioned above does not
provide a private right of action). Op. 8. The district court dismissed the complaint
in part on the ground that COPPA expressly preempts plaintiffs’ claims. Op. 8-9.
On appeal, plaintiffs argued that their state law claims are not preempted
because those claims are consistent with COPPA’s regulation of Google’s
activities. See DE 8 at 24-50 (Pl. Br.); DE 41 at 2-22 (Pl. Reply). Google asserted
that the state law claims are inconsistent with COPPA and thus preempted because
the claims were brought by plaintiffs who were not authorized to directly enforce
COPPA, and would result in monetary remedies under state law that COPPA did
not make available through direct enforcement. See DE 22 at 23-38 (Google Br.);
DE 63 at 7-15 (Pet’n). Further, Google argued that in its view, all state law claims
involving children’s online privacy – including those brought by state-government
enforcers like the California Attorney General – are “inconsistent” with COPPA’s
framework and therefore barred by COPPA’s preemption clause. Aug. 31, 2022
Audio of Oral Arg. 21:34-22:50, 24:40-25:42, 26:05-27:14; see also DE 73 at 14-
17 (Pl. Opp. to Pet’n) (transcribing argument).
A panel of this Court held that COPPA did not preempt plaintiffs’ state law
claims either expressly or through application of conflict preemption principles.
8
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Op. 9-14. Relying on federal preemption precedent from the Supreme Court and
this Court, the panel reasoned that state laws that “supplement” or “require the
same thing” as a federal statute, such as state law damages remedies for conduct
proscribed by federal law, generally do not “stand as an obstacle” to Congress’
objectives and thus are not “inconsistent” with the relevant federal law. Op. 12
(cleaned up).
Google sought rehearing en banc, DE 63, and the Court asked the
Commission to provide its views, DE 71. In response to that request, the FTC
submits this brief addressing the specific question framed by the Court: “whether
the preemption clause [in COPPA] preempts fully stand-alone state-law causes of
action by private citizens that concern data-collection activities that also violate
COPPA but are not predicated on a claim under COPPA.” DE 71. In the
Commission’s view, the answer to the Court’s question is no, for the reasons set
forth below.
4
The Commission takes no position on the ultimate merits of the case
or any other issue.
ARGUMENT
The Constitution’s Supremacy Clause provides that federal law is “the
Supreme Law of the Land,” notwithstanding any contrary state law. Art. VI, cl. 2.
4
The filing of this brief was authorized by a unanimous vote of the Commission
on May 19, 2023.
9
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A federal statute may displace a state law in three scenarios: (1) where Congress
has legislated so extensively as to occupy an entire field, leaving no room for states
to supplement federal law; (2) where a federal statute expressly preempts state law,
such as through a preemption clause; or (3) where state law actually conflicts with
federal law, either because it is impossible to comply with both state and federal
requirements or because state law poses an unacceptable obstacle to achieving the
purposes and objectives of Congress. English v. Gen. Elec. Co., 496 U.S. 72, 78-79
(1990). “[T]he purpose of Congress is the ultimate touchstone” in every
preemption case. Retail Clerks v. Schermerhorn, 375 U.S. 96, 103 (1963);
Medtronic v. Lohr, 518 U.S. 470, 485-86 (1996).
The parties do not contend that Congress has occupied the entire field of
children’s online privacy. Op. 10. The parties dispute only whether express or
conflict preemption principles bar plaintiffs’ state law claims. Op. 9-10. The panel
concluded that neither form of preemption applies, and on this record, the FTC
agrees.
COPPA E
XPRESSLY PREEMPTS ONLY INCONSISTENT STATE LAW S
Congress spoke clearly when it enacted COPPA. The FTC was to serve as
the lead enforcer of the federal framework, with a special but more limited role
carved out for state enforcers. At the same time, state laws that were consistent
with COPPA’s treatment of covered activities were to remain in place. The panel
10
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correctly determined that state law claims like those here, which are brought as
fully stand-alone causes of action under state law (such as the tort of intrusion
upon seclusion) but involve conduct that also violates COPPA, are generally
consistent with COPPA and not preempted.
5
Congress did not intend to wholly
foreclose state protection of children’s online privacy, and the panel properly
rejected an interpretation of COPPA that would achieve that outcome.
1. The principal flaw in Google’s position is that it effectively reads the
word “inconsistent” out of COPPA’s preemption provision. According to Google,
plaintiffs’ state law claims fall within COPPA’s preemption clause because they
are brought by private plaintiffs and seek remedies beyond what the federal statute
allows in direct COPPA enforcement actions. Google Br. 24-31 (DE 22); Pet’n 7-
12 (DE 63). The claims are “inconsistent” with COPPA’s “treatment of” Google’s
activities, the argument goes, because COPPA does not provide a private right of
action but instead sets forth a specific enforcement scheme led by the FTC.
Allowing private parties to bring state law claims regarding conduct that also
violates COPPA, Google argues, would be inconsistent with COPPA’s “treatment
of” that conduct, and therefore preempted. Google Br. 27-31; Pet’n 10-12. As
5
We assume that the state law claims at issue here “proscribe the same conduct
forbidden by COPPA,” Op. 13, and that the alleged inconsistency relates only to
available remedies and who may bring a lawsuit.
11
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Google conceded at argument, Google’s proposed reasoning would mean that
COPPA preempts all state laws protecting children’s online privacy. But that
interpretation nullifies the “inconsistent” limitation that Congress included in
COPPA’s preemption clause. And it is a “cardinal principle” of statutory
interpretation that courts “must give effect, if possible, to every clause and word of
a statute.” Loughrin v. United States, 573 U.S. 351, 358 (2014), citing Williams v.
Taylor, 529 U.S. 362, 404 (2000).
The panel properly rejected Google’s interpretation, which would have the
extreme effect of providing immunity from a wide swath of traditional state law
claims that were never discussed in COPPA’s legislative history, much less swept
aside altogether. As the FTC explained in a 2014 amicus brief filed in this Court:
COPPA was enacted in the shadow of state privacy laws—including state
protections that are particular to minors—that had existed for nearly a
century. . . . Having thus decided to “legislate[] . . .in a field which the States
have traditionally occupied,” Rice v. Santa Fe Elevator Corp., 331 U.S. 218,
230 (1947), Congress can hardly have intended to displace this vast body of
state statutory and common law beyond the limited scope of preemption set
forth expressly in section 6502(d).
FTC Amicus Br. at 11-12, Batman v. Facebook, Inc., No. 13-16819 (2014).
6
Nothing in COPPA shows Congress’s intent to preempt all of this state law.
6
Two other amicus briefs in the Batman case made similar points. See Brief of
Amici Curiae Center for Digital Democracy et al., at 8-12 (DE 44-2); Brief of
Amicus Curiae Electronic Privacy Information Center, at 3-6 (DE 42-2).
12
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Indeed, the “significant role” COPPA gives to states – authorizing state
attorneys general to bring civil actions for violations of the COPPA Rule – shows
that Congress viewed “the States as partners in its endeavor ‘to protect the privacy
of children in the online environment,’ 144 Cong. Rec. S11657 (Oct. 7, 1998)
(Statement of Sen. Bryan), rather than as potential intruders on an exclusively
federal arena.” FTC Batman Amicus Br. at 12. Here, as in Batman, the state law
protections at issue “complement—rather than obstruct—Congress’ ‘full purposes
and objectives’ in enacting the statute.” Id.
2. The expansive interpretation of the preemption clause urged by Google
would have the “perverse effect” of granting immunity “to an entire industry that,
in the judgment of Congress, needed more stringent regulation,” not less.
Medtronic, 518 U.S. at 487. Under Google’s interpretation, companies would be
immune from any state law claims that involve children’s privacy online – even
those arising under longstanding state common law, and even if brought by the
state’s attorney general rather than private plaintiffs. See supra at 8-9. But
COPPA’s main purpose was to expand the protection of children online; Congress
did not intend to sharply restrict that protection by “depriv[ing] States of any role
in protecting” children from online privacy harms under the States’ own laws. Id.
at 489. That much is clear from the history of the legislation, which as discussed
13
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above contains no indication that Congress was concerned about allowing
consistent state laws to coexist with COPPA’s federal standards.
Moreover, there is nothing “logically incongruous,” Google Br. at 30-31, in
Congress’s enacting a uniform federal standard while leaving states some room to
regulate similar conduct, provided that the state regulation is consistent with the
federal law. Time and again, this Court has interpreted express preemption clauses
barring “inconsistent” state law claims to allow precisely such parallel regulation.
See, e.g., Metrophones Telecomms., Inc. v. Glob. Crossing Telecomms., Inc., 423
F.3d 1056, 1072 (9th Cir. 2005); Ishikawa v. Delta Airlines, 343 F.3d 1129, 1132
(9th Cir. 2003), amended on denial of reh’g, 350 F.3d 915 (9th Cir. 2003); Beffa v.
Bank of the West, 152 F.3d 1174, 1177 (9th Cir. 1998); see also Bates v. Dow, 544
U.S. 431, 447-54 (2005) (state damages remedies not preempted by clause
prohibiting state labeling requirements “in addition to or different from” federal
ones); Medtronic, 518 U.S. at 495 (common law tort claims not preempted by
clause barring state law requirements “different from, or in addition to,” federal
requirements). The panel’s analysis adhered to these precedents.
3. Google is misguided in claiming that the use of the word “treatment” in
COPPA’s preemption clause categorically bars state law remedies that go beyond
COPPA’s specific enforcement mechanisms. The panel correctly recognized that if
“exercising state-law remedies does not stand as an obstacle to COPPA in purpose
14
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or effect, then those remedies are treatments consistent with COPPA.” Op. 12. The
Commission agrees.
Had Congress intended to wipe away the entire body of state laws that could
be applied to online conduct affecting children’s privacy, it would have done so
more clearly and not in a single word like “treatment.” Congress does not “hide
elephants in mouseholes.” Whitman v. Am. Trucking Ass’ns, 531 U.S. 457, 468
(2001). As the Supreme Court recently emphasized, when Congress means to alter
longstanding background law, the Court “would expect the text [of the statute] to
say so.” Puerto Rico v. Franklin Cal. Tax-Free Tr., 579 U.S. 115, 127 (2016); see
also Bates, 544 U.S. at 450 (“[I]t seems unlikely that Congress [used] a relatively
obscure provision” to give “manufacturers virtual immunity from certain forms of
tort liability”). And Congress’s “failure even to hint at” that intent – in legislative
debates, reports, or hearings – would be “spectacularly odd.” Medtronic, 518 U.S.
at 491.
At bottom, adopting Google’s view of COPPA preemption would effectively
achieve field preemption: no room would remain for the operation of state law. See
DE 73 at 15-17 (Pl. Opp. to Pet’n). But “by expressly limiting federal preemption
to” state laws “that are inconsistent with” COPPA, “Congress signaled its intent
not to occupy the entire field.” Metrophones, 423 F.3d at 1071-75. As in
Metrophones, the panel here correctly held that categorical preemption of all state
15
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law claims could not be squared with a preemption clause barring only claims
“inconsistent” with the relevant federal law.
CONCLUSION
The panel’s preemption holding was correct in these circumstances.
Respectfully submitted,
A
NISHA S. DASGUPTA
General Counsel
J
OEL MARCUS
Deputy General Counsel
May 20, 2023 /s/ Mariel Goetz
M
ARIEL GOETZ
Attorney
F
EDERAL TRADE COMMISSION
600 Pennsylvania Avenue, N.W.
Washington, D.C. 20580
Of Counsel:
S
AMUEL LEVINE
Director, Bureau of
Consumer Protection
B
ENJAMIN WISEMAN
M
ARK EICHORN
P
EDER MAGEE
J
AMES TRILLING
Attorneys
F
EDERAL TRADE COMMISSION
Washington, D.C. 20580
16
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UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Form 8. Certificate of Compliance for Briefs
Instructions for this form: http://www.ca9.uscourts.gov/forms/form08instructions.pdf
9th Cir. Case Number(s) ___21-16281_________________________________
I am the attorney or self-represented party.
This brief contains ___3,415_________ words, including ___0______
words manually counted in any visual images, and excluding the items exempted by
FRAP 32(f). The brief’s type size and typeface comply with FRAP 32(a)(5) and (6).
I certify that this brief (select only one):
[ ] complies with the word limit of Cir. R. 32-1.
[ ] is a cross-appeal brief and complies with the word limit of Cir. R. 28.1-1.
[X] is an amicus brief and complies with the word limit of FRAP 29(a)(5), Cir. R.
29-2(c)(2), or Cir. R. 29-2(c)(3).
[ ] is for a death penalty case and complies with the word limit of Cir. R. 32-4.
[ ] complies with the longer length limit permitted by Cir. R. 32-2(b) because (select
only one):
[ ] it is a joint brief submitted by separately represented parties.
[ ] a party or parties are filing a single brief in response to multiple briefs.
[ ] a party or parties are filing a single brief in response to a longer joint brief.
[ ] complies with the length limit designated by court order dated _____________.
[ ] is accompanied by a motion to file a longer brief pursuant to Cir. R. 32-2(a).
Signature s/ Mariel Goetz Date May 20, 2023
(use “s/[typed name]” to sign electronically-filed documents)
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Form 8 Rev. 12/01/22