Guidance for State
Medical Cannabis
Testing Programs
MAY 2016
Table of Contents
Acknowledgments ........................................................................................................................................ 4
Introduction ................................................................................................................................................. 5
Risk Assessment ......................................................................................................................................... 5
Types of Product ........................................................................................................................................... 6
Characteristics of Various Forms ................................................................................................................ 9
Dealing with Schedule I Materials ............................................................................................................. 9
Analytes and Action Levels ........................................................................................................................ 14
Pesticides ............................................................................................................................................. 14
Solvents ................................................................................................................................................ 17
Microbiologicals ................................................................................................................................... 22
Metals ...................................................................................................................................................26
Cannabinoids ....................................................................................................................................... 26
Sampling and Analysis ..............................................................................................................................26
Sample Collection ................................................................................................................................ 27
Sample Analysis ...................................................................................................................................28
Pesticides ......................................................................................................................................28
Solvents .........................................................................................................................................28
Metals ............................................................................................................................................ 30
Cannabinoid Prole .......................................................................................................................30
Laboratory Certication/Registration/Accreditation ..............................................................................32
Colorado ............................................................................................................................................... 32
New York............................................................................................................................................... 32
Oregon .................................................................................................................................................. 34
Washington ..........................................................................................................................................34
Outreach ..................................................................................................................................................... 34
Efcacy & Side Effects of the Products ................................................................................................... 34
Appendix: Links to State Programs, Laws, Regulations .......................................................................... 35
Maine ................................................................................................................................................... 35
Maryland ..............................................................................................................................................35
Massachusetts ....................................................................................................................................35
Nevada ................................................................................................................................................. 35
New York............................................................................................................................................... 35
Table of Figures
Table 1: Pesticide analytes and their action levels in OR ........................................................................ 16
Table 2: USP Chapter 467 Solvents and their concentration limit ......................................................... 18
Table 3: List of solvents and their action levels ....................................................................................... 20
Table 4: Solvent maximum concentration limits by state........................................................................ 21
Table 5: US Pharmacopeia Microbial Limits .............................................................................................23
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
4
Acknowledgments
Kenneth Aldous, PhD
Director, Division of Environmental Health Sciences
Wadsworth Center, NYS Department of Health
and Associate Professor, School of Public Health
State University at Albany
Jeremy Applen
Co-founder
Canopy Systems
Zhihua (Tina) Fan, PhD
Research Scientist/Program Manager
Chemical Terrorism, Biomonitoring and Food Testing
New Jersey Department of Health
Public Health Infrastructure, Laboratories & Emergency Preparedness.
Public Health & Environmental Laboratories
Mary A. Fox, PhD MPH
Assistant Professor, Health Policy and Management
Acting Director, Risk Sciences and Public Policy Institute
Johns Hopkins Bloomberg School of Public Health
Shawn Kassner
Senior Scientist
Neptune and Company, Inc.
Megan Weil Latshaw, PhD MHS
Director, Environmental Health Programs
Association of Public Health Laboratories
Marc A. Nascarella, PhD
Chief Toxicologist
Director, Environmental Toxicology
Massachusetts Department of Public Health
Gary Starr, MD
FOCUS Standards
Shannon Swantek
ORELAP Compliance Specialist
Oregon Public Health Lab
David Verbrugge
Manager, Analytical Toxicology
State of Alaska Public Health Lab
5
Guidance for State Medical Cannabis Testing Programs
Introduction
As part of the nation’s public health infrastructure, state and federal agencies establish programs
to protect population health. There are a wide variety of programs in place in different agencies
that test, monitor and evaluate whether human exposures from the use of air, water or consumer
products (including food and drugs) present potential risks to health.
On the basis of these testing and evaluation programs, agencies have authority to protect our
health by taking action to ensure that air, water, and consumer products are of good quality.
Protecting resources and consumer products may take many forms, e.g., preventing contamination
(pollution prevention, regulating production processes), reducing or preventing exposure (recalling
contaminated products) or restricting uses such that health protective conditions are met and
maintained. In the case of drugs, including cannabis, public health agencies have concerns for the
quality, therapeutic benet, and the balance between therapeutic benet and possible side-effects.
Medical cannabis has been approved for use in a number of states but remains outside federal
control. As has been reported, the absence of federal guidance when it comes to cannabis testing
has led states to develop their own approaches. Since 2014, the Association of Public Health
Laboratories (APHL) has convened a monthly community of practice call so that member laboratories
could share questions, advice, lessons learned and resources. During these calls, a theme emerged
where every new participant asked the same questions as others who came before. In order to
collect the knowledge being shared, APHL created this guidance document.
The main audience for this document is laboratorians who are being asked to develop new
cannabis testing programs. It can also be used to assess existing programs. Other audiences may
include state legislators and their staff, state health ofcials, and those working in the cannabis
industry.
Since the guidance was developed by a workgroup, it is heavily weighted toward those states that
participated in its writing. If you would like to add your perspective or suggest edits, please email
[email protected]. Given the rapid changes in this eld, APHL views this as a living document.
Risk Assessment
There are various approaches to the assessment
and management of hazards that can be applied
to cannabis programs. Drawing upon the variety of
tools and methods applied in product evaluation and
protection programs for other types of products such
as food or drugs,
1
the product protection pyramid
identies activities implemented by public health
agencies and by producers/product handlers to
evaluate and ensure product quality. At the base of
the pyramid, growers and processors implement good
practices (maintaining growing facilities, appropriate
use of insecticides, etc).
A Hazard Analysis and Critical Control Point (HACCP)
program is a management system designed to ensure
product quality from production to consumption. HACCP programs are developed to be specic to
each type of process, along the production, distribution and consumption continuum. Public health
1
Gorris 2005. Food safety objective: An integral part of food chain management. Food Control 16: 801–809.
Product protection pyramid
Adapted from Gorris 2005
Good Production Practices
HACCP Programs
Risk Analysis
Product Testing and
Health Surveillance
Health
Risks and
Benefits
Agency-level
Programs
Production-
level
Programs
Product Protection Pyramid
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
6
agencies conduct product testing and health surveillance programs; the resulting data can be used
for risk analysis to understand the potential health risks and benets of cannabis products. Results
of risk analysis inform HACCP and good production practices.
There are three types of data collected, evaluated and combined in a risk assessment:
Sources/Hazards (contaminants, pesticides, microbes or active ingredients)
Health effects/consequences/adverse events associated with each hazard
Exposure which involves sampling of products to determine concentrations of ingredients/
contaminants and human exposure through use of the target product. Exposure scenarios
reect known uses of the product and include a range of scenarios from low to high exposure
depending on difference uses. They can also include human biomonitoring data—looking for
the analyte or its metabolite in human specimens, such as blood lead testing.
2
Using the estimation of risks, based on the exposure-hazard-health effect sets, public health can
better characterize risk and develop health protective approaches to managing it. Practitioners may
use screening approaches—risk ranking to identify the highest risk products, risk-driving hazards or
risk-driving processes—to inform product warnings and further sampling.
In order to develop a standard, practitioners must develop criteria for “acceptable risk” and identify
exposure-use scenarios that fall within or outside the acceptable risk criteria. Based on that
standard, it is possible to establish mechanisms for removal of products or to limit usage so that
human exposures remain below the acceptable risk criterion.
Types of Product
As with most programs in the United States, every state takes a different approach. For example as
of January 2016, New Jersey’s Public Health & Environmental Laboratories only test cannabis plant
material. Just across the Hudson, however, New York’s Public Health Laboratory will not be testing
any plant material, only cannabis extracts. In addition, the New York Department of Health will
provide an oversight role for commercial cannabis laboratories that are licensed by the federal Drug
Enforcement Administration (DEA) and approved for testing cannabis products. On the other hand,
New Jersey state government does all testing in-house for the medical cannabis program.
This section provides an overview the various types of products available across the country, as well
as some testing considerations.
Pill/Capsule
Commonly, these are heat-activated oils in medium-chain triglyceride (MCT) coconut oil diluent
that are placed in pharmaceutical grade gel-cap material. Testing would be similar to other
extracts, in addition to testing for any potentially harmful materials frequently tested for in the
pharmaceutical industry.
The dissolvable pill is meant for oral intake, but not to be swallowed. This is not to say it would
not be swallowed, only that it is designed to be absorbed by the oral mucosa, metabolizing like
an orally-absorbed tincture. Testing would be similar to extract testing but would also account for
relevant ingredients that might be introduced in the unique manufacturing process required for
the dissolvable matric tablet.
2
A method for test cannabinoids in urine can be found at Wei B, Wang L, Blount BC. Analysis of Cannabinoids and Their
Metabolites in Human Urine. Anal Chem. 2015 Oct 20;87(20):10183-7.
7
Guidance for State Medical Cannabis Testing Programs
Tincture
This form is for oral mucosal absorption (not swallowed) and is typically an extract dissolved in
alcohol at a dened percentage. Testing would be similar to extract testing and possibly verifying
alcohol content.
Spray
This is similar to tinctures above or extract oils below. When plastic components are used in
spray packaging, testing for contaminant related to packaging may be warranted. IF a solvent is
used, such as glycol or glycerin, these may also need analysis.
Oils for food or cooking
These are extracts of raw plant, homogenized with an edible lipid. These should be tested as an
extract and also tested for biologicals specic to the food manufacturing process.
Oils for combining and swallowing (i.e. for children with seizures) are extracts of raw plant, heat
activated and homogenized with an edible lipid, like MCT coconut oil and possibly avoring.
These should be tested as an extract and also tested for biologicals specic to the food-
manufacturing process.
Oils/ extracts for vaporizing
These are extracts of raw plant sold in various viscosities for the purpose of placing in a
“vaporizer” or “vape pan” and inhaled as vapor (not smoke). The vaporizing device heats the
material to a temperature below the combustion point (ideally) and causes the volatile active
ingredients (cannabinoids and terpenes) to enter a vapor form available for inhalation. To the
extent that the material is not heated to combustion (which can happen with low quality devices),
the risks of smoke inhalation are theoretically avoided (i.e., no particulate matter or other
products of combustion are inhaled). This is better from a medical standpoint. Additionally, since
a homogenized extract can be measured for content per vaporized inhalation, more accurate
dosing should theoretically be possible when compared to smoking raw plant material.
Extracts should commonly be tested for active ingredients; residual extraction solvents
(hydrocarbons or other); mycotoxins; any pesticides not typically removed in the extraction
process; any biological that might be introduced after extraction but before nal packaging; and
heavy metals (depending on the grow medium).
Some extracts are combined with solvent to make them less viscous. This has generated
controversy in the industry since the safety of these solvents for inhalation is debated. Propylene
glycol is most commonly used as the solvent and, though it has been considered generally safe
for oral consumption, it carries risk when heated and inhaled. Other potentially harmful solvents
are sometimes used. Processes that create a homogenized thinner oil for placing in a vape pen
or vape pen cartridge (prepackaged) without the use of solvent do exist but are not yet common
or cheap—making the debate a fast-evolving one.
Finally, other potentially harmful substances may be found in this form including any avorings
added by the manufacturer and any possible contamination by the device itself (glues, plastics,
sealants). These need to be identied and analyzed based on current health data for such
compounds. Heating these products to high temperature for combustion should be avoided for
reasons similar to smoking other plant material.
Plant mixes for vaporizing or smoking
Some states mandate a homogenization process for plant product which might be then smoked
or vaporized with a solvent. These products should be tested in the same way as a raw plant
product, ideally before and after homogenization.
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
8
Plant for smoking
Testing plant material designed for smoking will mirror what has been studied the most,
3
as this
is the most commonly consumed form (recreationally and medically). However, it is the least
appropriate form from a medical standpoint due to the particulate and toxic substances created
when organic material is burned (heated above combustion temperature) and inhaled.
Creams/ointments for skin
Various topical products exist which combine extracts (heat activated and not) with a cream or
ointment base for topical application (to be absorbed through the skin to varying degrees). See
discussion on extracts above. Testing should also mirror the pharmaceutical topical cream/
ointment standard.
4
Patches
These are essentially similar to creams or ointments but are more convenient for application
and are generally longer-acting. These products contain synthetic elements (adhesive, plastics,
synthetic material, etc.) and testing should mirror the pharmaceutical industry standard for
medications applied via absorbable patch.
5
Eye drops
Much like the spray and oil preparations, these extract-based products also contain a solvent
or diluent that allow the active oil to be placed safely in the eye for absorption locally. Various
techniques using glycol, oils or white petroleum products and cyclodextrans have been
described. Testing should mirror that for extracts, sprays and oils as well as for any other possible
ingredients introduced in the packaging process (solvents, biological). Standards should mirror
that of medications intended for ocular application in the pharmaceutical industry.
2
Suppositories
Extract is combined with a glycerin or similar matrix in order for it to maintain form and be
inserted rectally and absorbed by mucosa. Testing should mirror that of extracts, pills and oils.
Air purier oil inserts
The intent is for passive inhalation in the local air but not for direct inhalation. Testing should
mirror that for vaporized extract.
IV/IM Injections
These are not industry standard forms but are hypothesized and testing standards should be
anticipated. Extracts or fractional distillates of raw plant can be combined with solvents that
enhance water solubility. Cyclodextrans (such as Captisol) have been used for this purpose
in the pharmaceutical industry (Geodon, Abilify, Amiodarone, etc.). Testing would mirror the
pharmaceutical IV/IM medication standard as well as the testing standard described in the
extracts portion here.
Raw plant consumed orally
Some patients include the leaves in salad or juice them, but often don’t wash it to avoid rinsing
off the active ingredient. This brings up concerns about residues, especially pesticides that might
remain on the product. See above for raw plant, smoked.
3
Daley, P, et al. Testing Cannabis for Contaminants. BOTEC Analysis Corp. September 12, 2013.
4
U.S. Pharmacopeial Convention. Topical and Transdermal Drug Products: Product Quality Tests. November 1, 2013.
Available at http://www.usp.org/sites/default/les/usp_pdf/EN/USPNF/revisions/topical_and_transdermal.pdf
5
U.S. Food and Drug Administration/ Center for Drug Evaluation and Research. Guidance for Industry
Orally Disintegrating Tablets. December 2008. Available at http://www.fda.gov/downloads/Drugs/
GuidanceComplianceRegulatoryInformation/Guidances/ucm070578.pdf.
9
Guidance for State Medical Cannabis Testing Programs
Characteristics of Various Forms
The forms described above are usually indicated for one of three reasons. First, ease of use and
historical application are considered. This mostly applies to raw plant forms for smoking or oral
consumption. Certain forms of extract are also encountered because they are easier or cheaper to
manufacture compared to other products (for example butane hash oil or BHO, water hash extracts
or using propylene glycol in vape pens). Secondly, the intended use often requires a specic form.
Eye drops used for glaucoma or topical products used for skin conditions are good examples. Data
for these use indications is variable.
Thirdly, the biochemical process in the human body must also be considered. THC (and other
cannabinoids) are metabolized to other compounds—some also active. How the native plant
or extract is consumed alters the biochemistry and the biological result. THCA needs to be
decarboxylated into Δ
9
-THC before consumption to achieve certain biological effects. The effects
of other forms are less well-studied. Consuming products orally so that they are absorbed in the
intestine results in a “rst pass metabolism,” where the liver has a chance to signicantly alter the
active compounds before they have a biological effect.
Absorption rates are highly variable and prolonged when products are orally ingested. But products
that are inhaled or absorbed through the mucous membranes of the mouth, eyes, nasal mucosa or
rectum enter the blood stream before being metabolized by the liver are absorbed much quicker and
have a different set of effects. Inhaled products are the most quickly absorbed. Parenteral (IV or IM)
products exist conceptually and would be similar to inhaled products, because you bypass rst-pass
metabolism in the liver. Topical applications result in a direct absorption (like oral mucosa) but are
usually slower and more variable. Some topical products may only have a local reaction and are not
systemically absorbed.
Risks for various products are different as well. The biological risks for various product contaminants
depend to a degree on whether the product is ingested orally (E. coli for example). Certain
contaminants might be more harmful if ingested orally or parentally (if they are not absorbed in the
GI tract). Topical, oral, rectal or ocular applications might cause local irritation depending on the
solvent and product. Smoked products contain a uniquely large amount of harmful byproducts of
combustion. Heated vape pen components may contain adhesive or other parts that are toxic when
heated beyond a certain degree. IV and IM preparations potentially carry an additional set of risks
(biological, allergic and chemical) given the bypass of the blood/endothelium barrier.
Products that are rapidly absorbed (inhaled, absorbed, parenteral) may cause immediate effects and
signicant side effects which may or may not be tolerated well, but which usually last a shorter period
of time. This quick feedback is helpful for dosing in the patient. Orally-ingested products are highly
variable in the rate and amount of absorption and are much slower in onset of action, which makes
dosing more difcult. This could easily result in an ingestion far beyond what is advised or intended
(because you can eat a lot before you feel anything).
All of these considerations indicate the importance of consulting toxicologists and physicians
when deciding which products will be available for use, and what type of testing should be done on
the products.
Dealing with Schedule I Materials
Marijuana is classied as a schedule I substance under the Controlled Substance Act (CSA) [21
U.S.C. {} 801 et seq].
6
This Act requires persons who handle controlled substances to register with
6
http://www.deadiversion.usdoj.gov/21cfr/21usc/812.htm
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
10
the Drug Enforcement Agency (DEA) in the Department of Justice, which administers and enforces
the Act.
In New York, medical marijuana and related products produced by a registered organization must be
examined in a laboratory located in New York State. The laboratory must be licensed by the federal
Drug Enforcement Administration (DEA) and approved for the analysis of medical marijuana by the
department in accordance with New York law. Relevant language is copied below.
The ordering and use of controlled substances must adhere to the requirements of the
Controlled Substance Act of 1970 and any local state enforcement agency, as well as the terms
and conditions of any Institutional Research or Analytical Licenses or Registrations issued in
accordance with proposed laboratory activities. Each approved facility must be preapproved
by both DEA and Local State Codes and have the license/registrations posted on or near the
primary inventory storage. A comprehensive standard operating procedures (SOP) covering all
aspects of oversight of controlled substances within the laboratory documenting substance
receipt to the nal depletion or destruction must be addressed.
Licenses/Registrations
will be required for the type of activity being conducted at each facility, including the need to
maintain controlled substances and record keeping within the activity.
Denitions
Refer to SPPM IV—Controlled Substance Program for a list of program specic denitions.
Responsibilities
The normal responsibility for security of controlled substances within a facility rests with the
individuals granted unescorted access and use of these substances. The following are specic
responsibilities for personnel assigned to the facility.
3.1 Licensees will be responsible for the submittal of all internal applications/forms/
requests needed to support this policy. Additionally, they will approve all usage requests
submitted, to support legitimate, authorized studies or programs.
3.2 All usage of Controlled Substances will require any usage requests be submitted by
the Investigator for approval before controlled substance activity takes place.
3.3 Licensees responsible for storing quantities of controlled substances will act as
or appoint an Inventory Custodian responsible to coordinate protective requirements
including monitoring orders, receipt verication, storage, accountability, and nal
distribution.
3.4 The Mail and Receiving Section is responsible to notify licensees or custodians of
the receipt of deliveries containing controlled substances, as identied under state and
federal law. All efforts will be made to ensure the rapid transition from the mailroom to
the custodian and into secure storage.
3.5 Controlled Substances Users, under the guidance of the Principal Investigators and
Licensees, are responsible to ensure compliance with Laboratory policy and all other
rules, regulations, and orders issued by the state and/or the US Drug Enforcement
Administration.
11
Guidance for State Medical Cannabis Testing Programs
Approved Storage Areas
The following is a list of approved storage situations for controlled substances designated as
Level II and III Assets.
4.1 Each licensed facility will maintain a Primary Storage location to support
registered activities.
4.2 Satellite Storage locations may be approved to support small quantity users and
should be coordinated with the Laboratory Director prior to approval.
Procedures
All controlled substances used in research or diagnostic procedures or as part of research will
be requested through the licensee and will refer to the corresponding license or registration on
requests.
1. A copy of your current DEA registration (DEA Form 223) along with your request for controlled
substances must be submitted. It is the research investigator’s responsibility to keep his/
her registration current and verify the drug code for drug/compound being requested. For
those investigators who request Schedule I drugs must provide DEA documentation that the
requested drug is covered under their current DEA registration.
2. Enclose an accurately completed DEA Form 222 (for controlled substances) with the
request. Note that a DEA Form-222 is not necessary for drugs in Schedules III V, but a valid
registration for the appropriate schedule is.
NOTE: No Controlled Substances should be transferred into the facility without the approval of
the Licensee responsible for the specic activity. Unregistered Controlled Substances will be
reported to DEA and/or state authorities for immediate seizure.
5.1 All purchases of Controlled Substances will be made by the Licensees; purchase
requests will list only the licensees or custodians to ensure they are placed into the
facility’s inventory.
5.1.1 Usage requests will be made using the appropriate facility protocol for
laboratory standards and controlled substances.
5.1.2 All requests will be accompanied by a usage protocol and include the
following information;
5.1.2.1 Type of activity conducted;
5.1.2.2 Type and form of controlled substances required;
5.1.2.3 Quantity of controlled substances expected to be used.
5.1.3 Controlled substances should be received by the Controlled
Substance Custodian, secured and logged into inventory as soon as
possible.
5.1.4 The Controlled Substance Inventory Record to maintain an
accurate Inventory of controlled substances that are maintained by
each licensed/registered activity at each facility.
5.1.5 Inventory records will be maintained within the security
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
12
container at each location and at an alternate location to ensure they
are not compromised during a theft.
5.1.6 Until being used, all controlled substances will be stored in a
security container under the control of the licensee or custodian.
5.1.7 All other scheduled substances can be stored in the same
area for safekeeping until dispersal to the Principal Investigator or
authorized User.
5.2 Transfer of Controlled Substances will be based upon a proper usage request,
consistent with approved protocols.
5.2.1 The custodian will be responsible to physically open the safe, retrieve
the substance and inventory records, and issue them to the authorized User
listed upon the Usage Request.
5.2.2 The Usage Record will be provided by the custodian along with the
controlled substances.
5.2.3 The Controlled Substance Inventory Record will be used to track the
program use of each controlled substance.
5.2.4 The completed Usage Records will be checked for accuracy and
completeness; any impropriety questioned and upon return used to reconcile
the custodial inventory record.
5.2.5 Users will not be issued quantities greater than what would be needed
for operational purposes, at the discretion of the licensee.
5.2.6 Controlled substance transfers will be “Hand Delivered” by either the
Licensee or Custodian or the requesting Principal Investigator (PI) or Users.
Movement within the facility will be coordinated with [sic].
5.2.7 Security escorts will be used whenever transfers are made between
the primary and satellite storage locations within a licensed facility/facilities.
Contact the Security Control Center at ext. 3-6153, as soon as possible, to
request escorts.
5.3 Upon depletion or expiration of the substance, the PI and/or user will return the
bottle to the controlled substance custodian, whether empty or not, with the usage
record to assure accurate record keeping and/or proper disposal.
5.4 Unused controlled substances being returned to inventory will be “Hand
Delivered” as specied above.
5.5 The requesting PI will be required to keep all controlled substances in secure
storage and record each use on the corresponding usage sheets as specied below.
5.6 Controlled substances will be returned, to the controlled substance safe from
which they were issued, inventoried, and stored, until such time that they are properly
used or disposed of.
5.7 Generally, during inventories or before transfer controlled substances should be
13
Guidance for State Medical Cannabis Testing Programs
checked for expiration dates and items nearing expiration should be replaced and/or
recalled.
5.8 The required New York State Bureau of Controlled Substances Forms DOH-2340
and DOH-166 will be completed by the controlled substance custodian, endorsed by
the licensee, and submitted for drug disposal approval.
5.8.1 Upon approval, at least two authorized personnel will be present to
carry out the approved disposal method.
5.8.2 The controlled substance will be disposed of in the timeframe and by
the method agreed to on the request forms.
Contamination, Spills or Breakage
Any time a controlled substance becomes unusable due to one of these unplanned events it will
be reported to the responsible PI and/or the issuing Licensee Custodian.
6.1 The cleanup will not begin until the responsible PI and/or Licensee Custodian
arrives to witness the cleanup and take a verication sample.
6.2 The absorbent material and/or liquid residue will be placed in an appropriate
container which will be secured by the Licensee Custodian until proper disposal can
be scheduled.
6.3 The verication sample will be tested, using one of the analytical laboratories, to
verify the presence of the regulated substance prior to nal destruction.
6.4 The appropriate usage record will be documented under Purpose to reect the
loss due to the contamination, spill, or breakage.
Suspected Loss
If for any reason, there is or appears to have been a Loss of a Control Substance the PI,
Custodian, and Licensee will be immediately notied and supplied with all pertinent information.
7.1 The custodian will contact Security Services, ext 473-6173, who will immediately
initiate an internal investigation.
7.2 Upon verication of the loss the Director of Security will submit a DOH 2094, Loss
of Controlled Substance Report specifying all known facts surrounding the loss.
Record Keeping
8.1 Inventory Custodian(s) will maintain accurate records documenting the following:
8.1.1 Records of Receipt (e.g., signed invoice, bill of laden, or packing slip)
8.1.2 Inventory Record, see Attachment I.
8.1.3 Usage Record, see Attachment II.
8.1.4 Copies of approved Animal and Non-Animal Usage Request Forms.
8.1.5 Records of Destruction
8.2 The Licensees and/or Principal Investigators shall initiate and monitor record
keeping activities to ensure accurate maintenance and inventory control.
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
14
8.3 Document all storage container combination changes using the Security
Combination Change Record, see Attachment V.
8.4 All records shall be maintained at the permitted premises for a period of not less
than three years unless otherwise extended by DOH Records Retention Policies.
Analytes and Action Levels
While medical cannabis products are often assumed to be inherently safe, factors such as
moisture content, bioburden, potency and the presence of contaminants play a signicant role
in determining the risk to patient health and safety. The three major categories of contaminants
targeted for testing include pesticides, solvents and microbiological contaminants.
Not all types of cannabis products need testing for all types of contaminants. Below is information
on some of the major categories of testing. In evaluating what analysis should be performed, it is
important to maintain perspective on the laboratory’s role in the product quality ecosystem.
Pesticides
Pesticides can lead to illness and therefore many states have included them on the list of analytes
that need to be tested. There are no pesticides specically approved for use on cannabis in the US.
However, any pesticides meeting the criteria described in the USEPA 40 CFR 180.950(a), (b), or
(c)
7
may be used as an inert ingredient in any minimum risk pesticide product applied to cannabis
cultivation.
Selections of target pesticides for testing vary by state. For example, Massachusetts’ Medical
Marijuana Program requires testing prohibited pesticides identied by the American Herbal
Pharmacopoeia,
8
which are commonly used in cannabis cultivation. But New Jersey’s program
selected pesticides for testing based on the EPA pesticide testing method 507,
9,10
with the addition
of some representative pesticides of different classes from the USDA’s “Pesticide Residue Testing of
Organic Produce.”
11
The remainder of this section presents the approach taken by Oregon,
12
which established a list of
target analytes related to pesticides. Oregon was not chosen as a model, they simply were chosen
because they participated in the drafting of this section. As mentioned above, other states have
taken different approaches, and as this document is updated APHL hopes to include more examples
here.
Oregon started by compiling lists from three laboratories already involved in testing cannabis
products for pesticides. Participating labs were members of a Rules Advisory Committee assembled
to guide the state in developing rules for testing cannabis. The rst list, was created as described in
7
https://www.law.cornell.edu/cfr/text/40/180.950
8
AHP. 2013. Cannabis Inorescence, Cannabis spp., Standards of Identity, Analysis, and Quality Control. American Herbal
Pharmacopoeia. 2013. Available at: http://www.stcm.ch/files/us-herbal-pharmacopoeia_cannabis-monography.pdf
9
EPA. Method 507: Determination of Nitrogen- and Phosphorus-containing pesticides in water by gas chromotagraphy with
a nitrogen-phosphorus detector. Revision 2.1. Edited by J.W. Munch (1995). Available at https://www.epa.gov/sites/pro-
duction/files/2015-07/documents/epa-507.pdf.
10
EPA. Inert Ingredients Eligible for FIFRA 25(b) Pesticide Products (Updated December 2015). Available at https://www.
epa.gov/sites/production/files/2015-01/documents/section25b_inerts.pdf.
11
USDA. 2010 – 2011 Pilot Study: Pesticide Residue Testing of Organic Produce. Available at https://www.ams.usda.gov/
sites/default/files/media/Pesticide%20Residue%20Testing_Org%20Produce_2010-11PilotStudy.pdf
12
Oregon Health Authority. Technical Report: Oregon Health Authority’s Process to Determine which Types of Contaminants
to Test for in Cannabis Products, and Levels for Action. Available at https://public.health.oregon.gov/PreventionWellness/
marijuana/Documents/oha-8964-technical-report-marijuana-contaminant-testing.pdf.
15
Guidance for State Medical Cannabis Testing Programs
Appendix 1 of “Pesticide Use on Cannabis” from the Cannabis Safety Institute,
13
and contained 123
active ingredients. The Committee generated the second list by selecting compounds that overlapped
between various lists including the rst list, as well as regulation lists for medical or recreational
marijuana from Oregon, Nevada and Colorado. The third list was based on Integrated Pest
Management guidance for several crops grown in the Pacic Northwest and a search of Washington
State University’s Pesticide Information Center Online (PICOL) database.
14
The third list also included
active ingredients available in pesticide products sold at a local hardware store. Removal of
duplicates resulted in 188 pesticide analytes.
Action Levels
15
Ideally, action levels would be based on human health and toxicity thresholds. However, there
is insufcient exposure information available to establish toxicity-based tolerances for pesticide
residues in cannabis products. The variety of uses and exposure routes is too great, and there is not
enough information about the pyrolysis products of target pesticides relevant to cannabis products
when smoked.
Therefore, action levels for pesticides in cannabis in Oregon were developed based on laboratory
limits of quantication (LOQ) that were deemed reasonably achievable by analytical chemists
represented on the testing subcommittee of the rules advisory committee. The criterion for pass/fail
was set on whether or not an analyte is detected above the action level.
To set action levels, the Oregon Health Authority (OHA) asked commercial analytical laboratories
to submit their LOQs for each analyte on the target list. Two labs submitted LOQs, while a third lab
submitted limits of detection on the instrument types from published literature. For each instrument
type, OHA multiplied the higher of the LOQs from the two laboratories by a factor of two to get to
the action level. For analytes not tested by the laboratories, OHA selected the highest action level
from among analytes with the same published detection limits for the relevant analytical laboratory
equipment.
Regarding piperononyl butoxide and pyrethrins, OHA adopted Nevada’s action levels. For piperonyl
butoxide, the level is based on the Nevada state laboratory’s LOQ. The action level of 1 ppm for
pyrethrins is based on the lowest federal food tolerance for pyrethrins in edible plant material.
Washington’s Department of Health is also adopting Nevada’s action levels for these two
compounds.
For analytes not tested in cannabis by any analytical laboratory in Oregon, OHA used surrogate
analytes with similar published detection limits. While not ideal, this represented the best available
estimate at the time. Oregon rules requiring that labs submit their limits of detection along with their
LOQs will allow OHA to update action levels as appropriate in the future.
The Oregon limits in Table 1 are not thresholds; they are a best guess at the analytical LOQ for that
analyte. This is because allowing a detection at all for an off-label compound would violate federal
FIFRA laws. These limits are analytical in nature only and will probably be revised when Oregon has
enough data to be sure the labs can achieve lower limits.
13
http://cannabissafetyinstitute.org/wp-content/uploads/2015/06/CSI-Pesticides-White-Paper.pdf
14
http://cru66.cahe.wsu.edu/LabelTolerance.html
15
This pulls almost verbatim from reference 12 above.
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
16
Table 1: Pesticide analytes and their action levels in OR
Analyte
Chemical Abstract Services
(CAS) Registry Number
Action Level ppm
Abamectin 71751-41-2 0.5
Acephate 30560-19-1 0.4
Acequinocyl 57960-19-7 2
Acetamiprid 135410-20-7 0.2
Aldicarb 116-06-3 0.4
Azoxystrobin 131860-33-8 0.2
Bifenazate 149877-41-8 0.2
Bifenthrin 82657-04-3 0.2
Boscalid 188425-85-6 0.4
Carbaryl 63-25-2 0.2
Carbofuran 1563-66-2 0.2
Chlorantraniliprole 500008-45-7 0.2
Chlorfenapyr 122453-73-0 1
Chlorpyrifos 2921-88-2 0.2
Clofentezine 74115-24-5 0.2
Cyuthrin 68359-37-5 1
Cypermethrin 52315-07-8 1
Daminozide 1596-84-5 1
DDVP (Dichlorvos) 62-73-7 0.1
Diazinon 333-41-5 0.2
Dimethoate 60-51-5 0.2
Ethoprophos 13194-48-4 0.2
Etofenprox 80844-07-1 0.4
Etoxazole 153233-91-1 0.2
Fenoxycarb 72490-01-8 0.2
Fenpyroximate 134098-61-6 0.4
Fipronil 120068-37-3 0.4
Flonicamid 158062-67-0 1
Fludioxonil 131341-86-1 0.4
Hexythiazox 78587-05-0 1
Imazalil 35554-44-0 0.2
Imidacloprid 138261-41-3 0.4
Kresoxim-methyl 143390-89-0 0.4
Malathion 121-75-5 0.2
Metalaxyl 57837-19-1 0.2
Methiocarb 2032-65-7 0.2
Methomyl 16752-77-5 0.4
Methyl parathion 298-00-0 0.2
17
Guidance for State Medical Cannabis Testing Programs
Analyte
Chemical Abstract Services
(CAS) Registry Number
Action Level ppm
MGK-264 113-48-4 0.2
Myclobutanil 88671-89-0 0.2
Naled 300-76-5 0.5
Oxamyl 23135-22-0 1
Paclobutrazol 76738-62-0 0.4
Permethrins
16
52645-53-1 0.2
Phosmet 732-11-6 0.2
Piperonyl_butoxide 51-03-6 2
Prallethrin 23031-36-9 0.2
Propiconazole 60207-90-1 0.4
Propoxur 114-26-1 0.2
Pyrethrins
17
8003-34-7 1
Pyridaben 96489-71-3 0.2
Spinosad 168316-95-8 0.2
Spiromesifen 283594-90-1 0.2
Spirotetramat 203313-25-1 0.2
Spiroxamine 118134-30-8 0.4
Tebuconazole 80443-41-0 0.4
Thiacloprid 111988-49-9 0.2
Thiamethoxam 153719-23-4 0.2
Trioxystrobin 141517-21-7 0.2
1617
Solvents
Various solvents (Table 2) are used during the manufacturing of cannabis extracts and concentrates
to remove cannabinoids from the plant material. The extraction process is a super critical uid
process in which the marijuana plant material is placed in a vessel with the solvent at high
pressures. Each solvent used has its own extraction efciency, toxicity and latency within the
extracted product. The compounds used for the extraction of cannabinoids may also pose a health
risk.
While no health-based solvent residual limits have been established specically for cannabis
extract or concentrate products, practices around pharmaceutical production and limits provide a
reasonable model, particularly for the oral route of exposure.
The US Pharmacopeia’s National Formulary
18
Chapter 467 provides guidance for the use of solvents
in the manufacturing of pharmaceutical products. This chapter has been adopted by many regulatory
agencies in selecting solvents that may be utilized for extraction, as well as in setting the limits for
residual solvents allowed in extracted products.
16
Permethrins should be measured as cumulative residue of cis- and trans-permethrin isomers (CAS numbers 54774-45-7
and 51877-74-8 respectively).
17
Pyrethrins should be measured as the cumulative residues of pyrethrin 1, cinerin 1, and jasmolin 1 (CAS numbers 121-
21-1, 25402-06-6, and 4466-14-2 respectively).
18
http://www.usp.org/usp-nf
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
18
The solvents are broken down into three different categories. Category 1 contains solvents that are
known or suspected carcinogens, or environmental hazards. Category 2 contains non-genotoxic
animal carcinogens or causative agents with irreversible toxicity. Category 3 contains compounds
that have low toxicity potential to humans with no health-based exposure limits. The analytes as
determined by the US Pharmacopeia are listed in Table 2 with their concentration limits and category.
Solvents found in categories 1 and 2 are either toxic or pose a signicant enough health risk not to
be utilized in the manufacturing of cannabis concentrates and extracts.
Table 2: USP Chapter 467 Solvents and their concentration limit
Solvent Concentration Limit (ppm) Category
Benzene 2 1
Carbon tetrachloride 4 1
1,2-Dichloroethane 5 1
1,1-Dichloroethene 8 1
1,1,1-Trichloroethane 1500 1
Acetonitrile 410 2
Chlorobenzene 360 2
Chloroform 60 2
Cyclohexane 3880 2
1,2-Dichloroethene 1870 2
1,2-Dimethoxyethane 100 2
N,N-Dimethylacetamide 1090 2
N,N-Dimethylformamide 880 2
1,4-Dioxane 380 2
2-Ethoxyethanol 160 2
Ethylene glycol 620 2
Formamide 220 2
Hexane 290 2
Methanol 3000 2
2-Methoxyethanol 50 2
Methylbutylketone 50 2
Methylcyclohexane 1180 2
Methylene chloride 600 2
N-Methylpyrrolidone 530 2
Nitromethane 50 2
Pyridine 200 2
Sulfolane 160 2
Tetrahydrofuran 720 2
Tetralin 100 2
Toluene 890 2
Trichloroethylene 80 2
19
Guidance for State Medical Cannabis Testing Programs
Solvent Concentration Limit (ppm) Category
Xylene 2170 2
Acetic acid 3
Acetone 3
Anisole 3
1-Butanol 3
2-Butanol 3
Butyl acetate 3
tert-Butylmethyl ether 3
Cumene 3
Dimethyl sulfoxide 3
Ethanol 3
Ethyl acetate 3
Ethyl ether 3
Ethyl formate 3
Formic acid 3
Heptane 3
Isobutyl acetate 3
Isopropyl acetate 3
Methyl acetate 3
3-Methyl-1-butanol 3
Methylethylketone 3
Methylisobutylketone 3
2-Methyl-l-propanol 3
Pentane 3
1-Pentanol 3
1-Propanol 3
2-Propanol 3
Propyl acetate 3
Action limits for solvents in cannabis products in Oregon (Table 3) are based on the International
Conference on Harmonization of Technical Requirements for Registration of Pharmaceuticals
for Human Use, ICH Harmonized Tripartite Guideline, Impurities: Guideline for Residual Solvents
Q3C(R5) (ICH Q3C).
19
The health-based action levels in this guideline are based on the toxicity of
individual solvents and the magnitude of exposure expected to occur from consuming 10 grams of a
pharmaceutical (which is an unlikely amount of cannabis to consume).
13
19
http://www.pmda.go.jp/files/000156308.pdf
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
20
2021
Table 3: List of solvents and their action levels
Solvent
Chemical Abstract Services
(CAS) Registry Number
Action Level (µg/g)
1,2-Dimethoxyethane 110-71-4 100
1,4-Dioxane 123-91-1 380
1-Butanol 71-36-3 5000
1-Pentanol 71-41-0 5000
1-Propanol 71-23-8 5000
2-Butanol 78-92-2 5000
2-Butanone 78-93-3 5000
2-Ethoxyethanol 110-80-5 160
2-methylbutane 78-78-4 5000
20
2-Propanol (IPA) 67-63-0 5000
Acetone 67-64-1 5000
Acetonitrile 75-05-8 410
Benzene 71-43-2 2
Butane 106-97-8 5000
20
Cumene 98-82-8 70
Cyclohexane 110-82-7 3880
Dichloromethane 75-09-2 600
2,2-dimethylbutane 75-83-2 290
21
2,3-dimethylbutane 79-29-8 290
19
1,2-dimethylbenzene 95-47-6 See Xylenes
1,3-dimethylbenzene 108-38-3 See Xylenes
1,4-dimethylbenzene 106-42-3 See Xylenes
Dimethyl sulfoxide 67-68-5 5000
Ethanol 64-17-5 5000
Ethyl acetate 141-78-6 5000
Ethylbenzene 100-41-4 See Xylenes
Ethyl ether 60-29-7 5000
Ethylene glycol 107-21-1 620
Ethylene Oxide 75-21-8 50
Heptane 142-82-5 5000
n-Hexane 110-54-3 290
Isopropyl acetate 108-21-4 5000
Methanol 67-56-1 3000
Methylpropane 75-28-5 5000
16
2-Methylpentane 107-83-5 290
17
20
Limit based on similarity to pentane
21
Limit based on similarity with n-hexane
21
Guidance for State Medical Cannabis Testing Programs
Solvent
Chemical Abstract Services
(CAS) Registry Number
Action Level (µg/g)
3-Methylpentane 96-14-0 290
17
N,N-dimethylacetamide 127-19-5 1090
N,N-dimethylfromamide 68-12-2 880
Pentane 109-66-0 5000
Propane 74-98-6 5000
16
Pyridine 110-86-1 200
Sulfolane 126-33-0 160
Tetrahydrofuran 109-99-9 720
Toluene 108-88-3 890
Xylenes
22
1330-20-7 2170
22
Oregon’s list was generated by members of their Rules Advisory Committee with analytical chemistry
experience as well as knowledge of common cannabis extraction and concentration techniques. They
note that selected action levels for solvents in cannabis products may not be sufciently protective
if the product is inhaled. However, there are no studies upon which to base separate action level
for products intended for smoking or vaping. ICH Q3C does assume 100% absorption by any route,
which would include inhalation.
13
Several states have developed a list of solvents considered safer for use as extraction solvents. Table
4 lists a few of these solvents, the agency and the maximum concentration levels. Massachusetts
Department of Public Health adopted their criteria from the residual solvent recommendations by the
Commission of the European Communities, Scientic Committee on Food (SCF, 1999).
23
Table 4: Solvent maximum concentration limits by state
State Agency
Solvent Units MA NV CO
Propane ppm 1000
n-Butane ppm 1000
Iso butane ppm 1000
Butanes ppm 500 800
Heptanes ppm 500 500
Propane ppm 500
Benzene** ppm <1
Toluene** ppm <1
Hexane** ppm <10
**Note: These solvents are not approved for use.
22
Combination of: 1,2-dimethylbenzene, 1,3- dimethylbenzene, 1,4-dimethylbenzene, and ethyl benzene
23
http://ec.europa.eu/food/fs/sc/scf/out26_en.pdf
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
22
Other solvents such as alcohols and carbon dioxide, which are much less toxic, are becoming more
prevalent in the industry, even though these solvents do not have the same extraction efciency as
petroleum hydrocarbon based solvents.
Microbiologicals
24,25,26
A review of existing literature shows that the presence of mold on cannabis can result in severe
health complications and death.
27,28,29,30
Pathogenic bacteria may also be a cause of under-reported
or under-recognized adverse events. For example, in December 2011 a kidney transplant recipient
and New Mexico Medical Cannabis Program participant was hospitalized due to a gastrointestinal
infection linked to smoking cannabis which had previously failed testing for the presence of
enterobacteria and mold. The patient was encouraged to notify the Department of Health but
declined due perceived hostility towards patients and industry stakeholders by administration and
his relationship with the producer.
31
Available literature supports the idea of a causal relationship between smoking cannabis and
bacterial infections. Numerous human pathogens have been identied on cannabis and research
on tobacco products suggests that these organisms are likely not completely destroyed during
smoking.
25,32,33
In general, bacteria cannot survive either the drying or heating processes to which cannabis is
subjected. Salmonella, however, can survive at very low moisture levels and is highly infectious in
humans. E. coli itself does not usually pose a signicant health risk, but it is an indicator of poor
sanitary conditions and the possible presence of other fecal bacteria.
Aspergillus, the spores of which can withstand desiccation and high temperatures, can cause
respiratory infections in individuals who inhale it if they are severely immune-compromised and
there is a known clinical correlation with cannabis smoking. However, some consider it unlikely that
Aspergillus testing would be informative because it is so common in the environment. The Oregon
Testing Subcommittee recommended that cannabis products intended for smoking and other
inhalation uses include a warning about this risk for people with suppressed immune systems.
Some states have required testing of cannabis for aatoxins produced by certain Aspergillus species.
Aatoxins are highly carcinogenic mycotoxins which pose signicant threat to exposed individuals,
though concern of their presence on cannabis or in cannabis-derived products is debatable. United
States Pharmacopoeial guidelines indicate that mycotoxin quantication is not necessary for all
24
Dussy FE, Hamberg C, Luginbuhl M, Schwerzmann T. et al. Isolation of ∆
9
-THCA-A from hemp and analytical aspects
concerning the determination of ∆
9
-THC in cannabis products. For. Sci. Int. 2005;149:3-10.
25
Gargani Y, Bishop P, Denning DW. Too many mouldy joints—marijuana and chronic pulmonary aspergillosis. Mediterr. J.
Hematol. Infect. Dis. 2011;3:e201105
26
Szyper-Kravitz M, Lang R, Manor Y, Lahav M. Early invasive pulmonary aspergillosis in a leukemia patient linked to
aspergillus contaminated marijuana smoking. Leukemia and Lymphoma. 2004;42:1433-1437.
27
American Society of Addiction Medicine. Medical Marijuana Task Force White Paper Executive Summary. http://www.
ibhinc.org/pdfs/MedicalMarijuanaAGWhitePaper.pdf
28
Hamadeh R, Ardehali A, Locksley RM, York MK. Fatal aspergillosis associated with smoking contaminated marijuana, in a
marrow transplant recipient. Chest. 1988;94:432-433.
29
Hazekamp A. An evaluation of the quality of medicinal grade cannabis in the Netherlands. Cannabinoids. 2006;1:1.
30
Verweij PE, Kerremans JJ, Voss A, et al. Fungal Contamination of Tobacco and Marijuana. JAMA. 2000;22:2875.
31
Applen, J. Personal communication with patient. December 7, 2011.
32
Pauly JL, Paszkiewicz G. Cigarette smoke, bacteria, mold, microbial toxins, and chronic lung inammation. J. of Onc.
2011;doi:10.1155/2011/819129.
33
Sapkota AR, Berger S, Vogel TM. Human pathogens abundant in the bacterial metagenome of cigarettes. Env. Health.
Pers. 2010;3:351-356.
23
Guidance for State Medical Cannabis Testing Programs
botanical products. The majority of products which are required to be analyzed for mycotoxins
originate from root or rhizome material which THC-containing cannabis products presumably do not
possess.
There is no readily available evidence to support the contention that cannabis harbors signicant
levels of mycotoxins. A simple literature search for mycotoxins and cannabis returned only one
result: “Examination of fungal growth and aatoxin production on marihuana” by G.C. Llewellyn and
C.E. O’Rear published in Mycopathologia in 1977.
34
That paper examined illicitly grown cannabis
seized by law enforcement and found that “[a]ll natural ora cultures tested negative for aatoxins”
and the authors concluded “[m]arihuana appears not to yield large quantities of these mycotoxins.”
Given there is no readily available evidence to support the contention that cannabis harbors
signicant levels of mycotoxins and ongoing advancements in the cannabis industry such as the
introduction of requirements to test for microbiological contaminants and improvements in Good
Manufacturing Practices (GMP) oversight, it is unlikely that mycotoxins would be identied on ower
material.
There is one circumstance under which mandatory mycotoxin testing should be considered.
When UV-C light exposure is insufcient to remediate a ower product contaminated with mold,
that product is diverted to an extraction process. If the mold/fungi happens to be of a type which
produces mycotoxins, those carcinogenic compounds may be concentrated during the extraction
process and passed on to patients. It is strongly advised that concentrate derived from plant
material which entered into the extraction process due to mold contamination be tested for the
presence of mycotoxins.
Moisture present in herbal products is a primary determinant of the ability of microorganisms to
thrive and rise to harmful levels post distribution. The Dutch Ofce of Medical Cannabis species
that the water content of cannabis at the time of quality control (directly after packaging) must be
between 5-10%. Testing for water activity, and requiring water activity levels to fall below A
W
0.65, will
ensure the absence of microbial growth on cannabis products during storage and prior to sale.
Table 5: US Pharmacopeia Microbial Limits
Preparation Denition USP Microbial Limits
Chopped or Powdered
Botanicals
Hand-picked portions of the
botanical (e.g. leaves, owers,
roots, tubers etc.) that are air
dried and chopped, aked,
sectioned, ground or pulverized
to the consistency of a powder.
Total Aerobic Microbial Count
<10
5
Total Combined Yeast and Mold
Count <10
3
Bile Tolerant Gram-negative
Bacteria <10
3
Absence of Salmonella spp & E.
coli in 10 g
34
http://link.springer.com/article/10.1007%2FBF01259400
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
24
Preparation Denition USP Microbial Limits
Powdered Botanical Extracts Extracts are solids or semisolid
preparations of a botanical that
are prepared by percolation,
ltration and concentration by
evaporation of the percolate.
The extracting material may be
alcoholic, alkaline, acid hydro-
alcoholic or aqueous in nature.
Typically an extract is 4-10
times as strong as the original
botanical. The extracts may
be semisolids or dry powders
termed powdered extracts.
Total Aerobic Microbial Count
<10
4
Total Combined Yeast and Mold
Count <10
3
Absence of Salmonella spp & E.
coli in 10 g
Tinctures Tinctures are solutions of
botanical substances in alcohol
obtained by extraction of the
powdered, aked or sectioned
botanical.
Total Aerobic Microbial Count
<10
4
Total Combined Yeast and Mold
Count <10
3
Infusions Infusions are solutions of
botanical principles obtained by
soaking the powdered botanical
in hot or cold water for a
specied time and straining.
Typically infusions are 5% in
strength.
Total Aerobic Microbial Count
<10
2
Total Combined Yeast and Mold
Count <10
Decoctions Decoctions are solutions of
botanicals prepared by boiling
the material in water for at
least 15 minutes and straining.
Typically decoctions are 5% in
strength.
Total Aerobic Microbial Count
<10
2
Total Combined Yeast and Mold
Count <10
Fluidextracts A uidextract is an alcoholic
liquid extract made by
percolation so that 1 mL of the
uidextract represents 1 g of
the botanical.
Total Aerobic Microbial Count
<10
4
Total Combined Yeast and Mold
Count <10
3
Botanicals to be treated with
boiling water before use
Dried botanicals to which
boiling water is added
immediately prior to
consumption.
Total Aerobic Microbial Count
<10
5
Total Combined Yeast and Mold
Count <10
3
Absence of E. coli in 10 g
25
Guidance for State Medical Cannabis Testing Programs
Preparation Denition USP Microbial Limits
Other raw materials and
ingredients
Total Aerobic Microbial Count
<10
3
Total Combined Yeast and Mold
Count <10
2
Absence of E. coli in 10 g
Nutritional products with other
highly rened ingredients
Edibles Total Aerobic Microbial Count
<10
3
Total Combined Yeast and Mold
Count <10
2
Absence of E. coli in 10 g
Rectal Use Products Rectal Suppositories
For nonsterile products for
pharmaceutical preparations
and substances for
pharmaceutical use
Total Aerobic Microbial Count
<10
3
Total Combined Yeast and Mold
Count <10
2
Vaginal Use Ointments, Creams, Inserts,
etc.
For nonsterile products for
pharmaceutical preparations
and substances for
pharmaceutical use
Total Aerobic Microbial Count
<10
2
Total Combined Yeast and Mold
Count <10
Absence of Pseudomonas
aeruginosa, Staphylococcus
aureus and Candida albicans in
1g or 1mL
Transdermal Patches For nonsterile products for
pharmaceutical preparations
and substances for
pharmaceutical use
Total Aerobic Microbial Count
<10
2
Total Combined Yeast and Mold
Count <10
Absence of Pseudomonas
aeruginosa, Staphylococcus
aureus
Oral Mucosal, Gingival,
Cutaneous, Nasal or Auricular
use
For nonsterile products for
pharmaceutical preparations
and substances for
pharmaceutical use
Total Aerobic Microbial Count
<10
2
Total Combined Yeast and Mold
Count <10
Absence of Pseudomonas
aeruginosa, Staphylococcus
aureus
Opthalmic use Must meet the requirements
of USP 771 for Opthalmic
Preparations
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
26
Metals
35
Metals are present in our soil and water, both naturally and as a result of anthropogenic activities.
Some of the activities include mining and smelting of metals, disposal of industrial wastes, burning
of fossil fuels, paints, the use of fertilizers and pesticides in agriculture, production of batteries and
other metal products, sewage sludge and municipal waste disposal. Metals in soil and water can be
absorbed by plants during cultivation, resulting in elevated metals in plants and thus a concern for
public health.
Cultivation of cannabis requires soil and water of a certain quality, i.e. it should be free of
contaminants. Since this might not always be the case, screening of heavy metals is recommended
to safeguard the cannabis user’s health. Heavy metals such as lead, cadmium, mercury, and
arsenic are toxic to both plants and humans, and therefore often the focus of testing.
Cannabinoids
It is well known that the potency of cannabis products may vary largely by strain. The goal in
determining what cannabinoids should be quantied is to support label accuracy. Although cannabis
contains more than 150 cannabinoids, delta-9-tetrahydrocannabinol (Δ
9
-THC) has received the most
attention since it is the principal psychoactive component of the plant. Other analytes often required
for analysis include cannabidiolic acid (CBD-A), cannabigerolic acid (CBGA), cannabidiol (CBD),
cannibigerol (CBG), tetrahydrocannabinol acid (THCA), cannabinol (CBN) and delta-8-THC (Δ
8
-THC).
Information of other cannabinoids can help understand the pharmacological properties of cannabis.
In Oregon, the rule requires testing for THC, THC-A, CBD, and CBD-A. Due to the potential of THC-A
decarboxylizing into Δ
9
-THC during sample processing and analysis, a total THC amount must be
calculated,
36
where M is the mass or mass fraction of Δ
9
-THC or Δ
9
-THCA:
M total Δ
9
-THC = M Δ
9
-THC + 0.877 x M Δ
9
-THCA
Total CBD must also be calculated, where M is the mass or mass fraction of CBD and CBDA:
M total CBD = M CBD + 0.877 x M CBDA
Oregon acknowledged that as seen analytically, the mass ratio scenario is not perfect. They expect
the equation for calculating Total THC to change after data is produced.
Sampling and Analysis
The potency of cannabis products varies by strain. Also, contaminants may be introduced to the plant
materials or cannabis products during growing, manufacturing and storage processes. To ensure the
quality of the product and compliance with the standards set forth by each state, testing of cannabis
products is recommended.
A comprehensive sampling and testing plan should be developed so that the testing results are
representative for the products tested. Although no standardized sampling or testing protocols exist
35
Tangahu BV, Abdullah SRS, Basri H, Idris M, Anuar N, and Mukhlisin M. International Journal of Chemical Engineering
Volume 2011 (2011). http://dx.doi.org/10.1155/2011/939161
Chibuike GU and Obiora SC. Applied and Environmental Soil Science, Volume 2014 (2014)
http://dx.doi.org/10.1155/2014/752708
Stern AH, Gochfeld M, Weisel C, Burger J. Mercury and methylmercury exposure in the New Jersey pregnant population.
Arch Environ Health. 2001 Jan-Feb;56(1):4-10.
http://www.nrcs.usda.gov/Internet/FSE_DOCUMENTS/nrcs142p2_053279.pdf
36
In Oregon, the total amount of THC must not exceed the maximum allowances for serving and package size even
when heated.
27
Guidance for State Medical Cannabis Testing Programs
for cannabis products, some examples can be found in programs from the United States, Canada
and Europe, as well as in peer-reviewed articles.
3,8,12,37,38,39
Specic sampling and testing approaches are outlined below. An overall reference for testing for
contaminants can be found in: Daley, P, et al. Testing Cannabis for Contaminants. BOTEC Analysis
Corp. September 12, 2013.
3
A quality management system, including validation of methods, is
important for assuring the quality of testing and the quality of the product overall.
Sample Collection
Representative sampling for any form of cannabis product must be conducted. Specic sampling
instructions have been developed by different states based on sampling guidance for food products
and herbal medicines developed by the Codex Alimentarius Commission
40
and the United States
Pharmacopeia
8
.
Generally, a random sample should be conducted. For example, to collect samples from cannabis
plant material, New Jersey collects ve ~5 g samples from the dry plant materials for each new
strain. The results are considered representative since the weight of the total samples collected is
approximately 5% of the total products from each harvest. Each sample is tested for potency and the
composite of the ve samples are also tested for potency, heavy metals, pesticides and mycotoxin.
The QA samples (5-10% of the testing samples or a minimum of two samples) are also collected,
stored under the same conditions as other products at the center and tested six months later to
examine whether there are changes in potency or contamination due to storage.
Massachusetts provides specic guidance for sampling from different matrices, such as cannabis
oil, resin or other solid products. The specic sample collection procedures (i.e., documentation) and
sampling tools required for sample collection can be found in their guidance
35
.
The homogeneity of liquid products is usually better than solid products. For liquid products, the
product should be well-mixed by stirring before sample collection.
Given the concern of homogeneity of solid cannabis products, a quartering method is
recommended
41
. Briey, the procedure includes the following steps:
1. Place the well-mixed ground products into a square shape.
2. Divide the material into four equal parts.
3. Take two parts from the opposite corners, mix them and collect samples needed.
4. Repeat steps until the designated number of samples are collected.
Every manufacturing run should have samples collected during manufacturing, representing 5% of
the total dosage units of the sampled lot. To ensure that samples are representative of the entire
lot, samples should be collected at random throughout the process. The samples will help determine
whether a lot can be released from manufacturing hold and distributed to patients.
37
http://www.mass.gov/eohhs/docs/dph/quality/medical-marijuana/lab-protocols/finished-mmj/final-revised-mdph-mmj-
mips-protocol.pdf
38
Health Canada (2008). Industrial Hemp Technical Manual. B. o. D. Surveillance. Canada, Therapeutic Products
Directorate.
39
https://www.health.ny.gov/regulations/medical_marijuana/docs/regulations.pdf
40
http://www.fao.org/fao-who-codexalimentarius/sh-proxy/en/?lnk=1&url=https%253A%252F%252Fworkspace.fao.
org%252Fsites%252Fcodex%252FStandards%252FCAC%2BGL%2B50-2004%252FCXG_050e.pdf
41
Sexton M and Ziskind J. 2013. Sampling Cannabis for Analytical Purposes. BOTEC Analysis Corp. I-502 Project #430-1e.
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
28
Another resource for sampling is the “Guidance on Obtaining Defensible Samples,” or
“GOODSamples,”
42
which includes a systematic approach to developing sampling protocols
for defensible decisions. Good sampling is key to improving analytical data equivalency among
organizations, a step in facilitating inter-agency data sharing. An archived APHL webinar
43
addresses
basic concepts, basic terminology and the need for program-wide understanding of sampling
principles for the improvement of data quality, data acceptability and more efcient use of resources.
Sample Analysis
Pesticides
Given the wide range of physical properties of pesticides, both liquid chromatography (LC) and gas
chromatography (GC) methods are required for testing.
Sample Preparation
Pesticides in a cannabis plant material can be extracted by QuEChERS extraction procedure and
analyzed by GC–MS. QuEChERS (Quick, Easy, Cheap, Effective, Rugged, and Safe) is a general
purpose extraction procedure for the determination of organic compounds in fruits, vegetables and
vegetation.
44
It is applicable to a wide range of organic compounds that are partitioned from a fruit,
vegetable or vegetation sample to acetonitrile or other suitable solvents. Substituting acetonitrile
with ethyl acetate as an extracting solvent provides adequate recovery of a target pesticide while
minimizing extraction of other compounds in cannabis material, therefore minimizing interference.
The sample extract can also be used for LC-based analysis after a solvent exchange into an LC
mobile-phase-compatible solvent such as acetonitrile or methanol.
Sample Analysis
Quantication of pesticides can be performed by EPA Residue Analytical Methods (RAM)
45
or FDA
Pesticide Analytical Manual (PAM).
46
GC-MS or GC-MS/MS, LC-MS or LC-MS/MS methods are most
common methods for pesticides detection.
Solvents
The analysis of residual solvents is primarily performed using headspace gas chromatographic
ame ionization detection (HS GC-FID). The sample is placed in a septa-sealed volatile vial with a
non-interfering less volatile solvent and heated. This causes any solvents that may be present in
the sample to dissolve into the septa-sealed volatile vial. The instrument then punctures the septa,
removes a portion of the headspace and injects this into the GC-FID instrument for analysis. This
method has the potential to be used for the analysis of other cannabis matrices and products after
validating the method for a particular matrix or product.
The analysis is dependent on a partition coefcient being developed in the vial to allow the residual
solvents to dissolve into the headspace above the sample. The coefcient can be developed either by
adding a non-interfering less volatile solvent to the sample. This type of analysis is static headspace
analysis and has the potential to have matrix effects. The more complex the matrix becomes, the
more difcult it is to develop a partition to allow the residual solvents to migrate into the headspace
in the vial. A complex matrix allows the residual solvents to be absorbed into the matrix and affects
the quantitative ability of the analysis.
42
http://www.aafco.org/Portals/0/SiteContent/Publications/GOODSamples.pdf
43
http://bit.ly/1SJUx8N
44
Steven J. Lehotay , Kyung Ae Son, Hyeyoung Kwon, Urairat Koesukwiwat, Wusheng Fu, Katerina Mastovska, Eunha Hoh,
Natchanun Leepipatpiboon. Journal of Chromatography A Volume 1217, Issue 16, 16 April 2010, Pages 2548–2560
doi:10.1016/j.chroma.2010.01.044
45
https://archive.epa.gov/pesticides/methods/rammethods/web/html/ram12b.html
46
http://www.fda.gov/Food/FoodScienceResearch/LaboratoryMethods/ucm2006955.htm
29
Guidance for State Medical Cannabis Testing Programs
The alternative to static headspace analysis is Full Evaporation Technique (FET). This type of
headspace analysis is where the sample is added to a vial with no solvent. The sample is heated
directly and the headspace in the vial is used for analysis. The FET version of the analysis does not
rely on the development of a partition, however, the homogeneity of the sample is very important.
The extracted cannabinoid material can be in many forms: liquid, wax or a harder, brittle solid
material known as “shatter.” For waxes and solids, the dispersion of solvents may be heterogeneous.
As the solid material becomes thinner, the solvent will out gas more readily from the material, this
causes diffusion of the solvent, which migrates to the thinner portions of the material, increasing
the concentration. When these materials are sampled for analysis, care must be used to take a
representative sampling from each thickness region of the sample. This sampling technique will
ensure a more representative analysis of the material and avoid high or low biases to the analytical
result.
Massachusetts has detailed instructions for testing residual solvents.
47
some of which is copied
below:
As discussed in Section 4.2.1, residual solvents testing is required only for cannabis resins
and concentrates where solvents have been used in the production process. In particular, a
production batch of cannabis oil may be dispensed as a nished medical marijuana product
or used to make another medical marijuana product only if:
Laboratory analysis veries that all solvents used at any stage of cannabis oil
production, except in cleaning equipment, are below the limits provided in Exhibit 6;
and
The production batch passes all other applicable testing requirements.
Only solvents listed in Exhibit 7 may be used in the production of cannabis oil. A RMD is
required to test only for those solvents used, and it is not required to test for any residual
solvents if it can document that no solvents were used in the cannabis oil production
process.
The upper limits for residual solvents in Exhibit 7 are given as milligrams of residual
solvent per kilogram of cannabis oil. DPH developed the upper limits based on residual
solvent standards provided by the United States Pharmacopeia (USP Chapter <467>), the
International Conference on Harmonization (ICH, 2011), and AHP (2013). Consistent with
the standards provided by these sources, “Class 1” solvents including benzene, carbon
tetrachloride, 1,2-dichloroethane, 1,1-dichloroethene, and 1,1,1-trichloroethane may not be
used in the production of any medical marijuana product.
Analyses to determine residual solvent concentrations in medical marijuana products must
be performed in accordance with the methods identied in USP Chapter <467>.
Quality Control and Quality Assurance (QC/QA)
QC/QA plan must be developed and implemented based on the requirement of the testing
purposes. For example, full validation of the method must be conducted to achieve accuracy,
precision and sensitivity. In addition, secondary sources of the standards for the target
analytes should be obtained and included in the testing plan. More, given the complex matrix
47
http://www.mass.gov/eohhs/docs/dph/quality/medical-marijuana/lab-protocols/finished-mmj/final-exhibit-7-residual-
solvent-limits.pdf
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
30
of the cannabis raw material, preparation of the calibration standards in the same matrix as
the sample extract is recommended when testing the plant material.
Currently, there is program established for prociency testing, which should be established in
the near future.
Metals
Atomic absorption and inductively coupled plasma-mass spectrometry (ICP-MS) are commonly-used
methods for metal testing, while the US FDA ICP-MS method
48
is widely used for quantication of
metals in cannabis products. Analytes required for testing vary by state:
New Jersey: arsenic, cadmium, iron, lead, manganese, mercury, nickel, selenium and zinc.
Massachusetts: arsenic, cadmium, lead and mercury.
New York:
49
arsenic, cadmium, chromium, copper, nickel, zinc, selenium, mercury and lead.
Cannabinoid Prole
The choice of instrumentation used to perform quantication of cannabinoids is important in
accurately determining potency and is based on the type of sample. Inaccuracies can cause patients
discomfort due to an inappropriate dose.
Several analytical methods have been established to characterize the cannabinoid prole of
cannabis products,
8,50,51,52
including thin layer chromatography (TLC), gas chromatography (GC) and
high pressure liquid chromatography (HPLC).
Among all of the analytical methods, the most common methods employed for cannabinoid analysis
are GC-MS, GC-FID and LC-DAD (diode array detector) methods. However, the analytical method
selected needs to match with the application.
In raw plant material, cannabinoids, particularly Δ
9
-THC, primarily exist in their non-psychotropic
acidic form (Δ
9
-THC-A-A). If characterization of cannabinoids in all forms is needed, the LC-DAD
method is recommended. All forms of the cannabinoids, whether in acid or neutral form, are stable
during analysis by liquid chromatography, whereas decarboxylation may occur when testing by gas
chromatography.
8,47,48
The GC method employs a high temperature inlet and oven heating program to volatilize, separate
and elute the material. Since cannabinoids in acid form are unstable and easily decarboxylated by
heating (> 60°C) this results in their changing from acid form to their neutral form, which in the case
of THC, is the psychotropic form.
In addition, if GC temperatures are sufciently high, the THC may be degraded, resulting in under-
reporting of potency. Dussy, F., et. al., determined their GC was reporting THC total values that
48
FDA. 2011. Analysis of Foods for As, Cd, Cr, Hg and Pb by Inductively Coupled Plasma-Mass Spectrometry (ICP-MS).
United States Food and Drug Administration, Center for Food Safety and Applied Nutrition, Current Method CFSAN/ORS/
DBC/CHCB April 25, 2011. Available at: http://www.fda.gov/downloads/Food/FoodborneIllnessContaminants/Metals/
UCM272693.pdf
49
New York State Department of Health-Wadsworth Center. Metals and Metalloids in Medical Marijuana Products by ICP-
MS. http://www.wadsworth.org/sites/default/files/WebDoc/760769119/LINC-250-01.pdf
50
De Backer B, Debrus B, Lebrun P, Theunis L, Dubois N, Decock L, Verstraete A, Hubert P, Charlier C. J Chromatogr B Ana-
lyt Technol Biomed Life Sci. 2009 Dec 15;877(32):4115-24. doi: 10.1016/j.jchromb.2009.11.004
51
Raharjo TJ and Robert Verpoorte, Phytochemical Analysis, Volume 15, Issue 2, pages 79–94, 2004 DOI: 10.1002/
pca.753
52
Giese MW, Lewis MA, Giese L and Smith KM. Journal of AOAC International, Volume 98, Number 6, November-December
2015, pp. 1503-1522(20) DOI: http://dx.doi.org/10.5740/jaoacint.15-116
31
Guidance for State Medical Cannabis Testing Programs
were as much as 30% lower than actual values, and therefore could not provide a full prole of
cannabinoids.
2
In order to report cannabinoid content accurately using a GC, samples must rst be
subjected to a derivatization step and the extent of decomposition must be qualied against a liquid
chromatographic method.
8
Below is an example to illustrate the importance of GC versus LC analysis and differentiating
between acidic and neutral for cannabinoids in a manufacturing process:
An infused product manufacturer was having its extract analyzed using GC and was told
that it contained approximately 87% w/w THC. When the nished product was distributed,
patient feedback suggested that the product was ineffective and did not elicit the desired
effect. After the extract was reanalyzed using a liquid chromatographic method, it was
discovered that the extract was 49% w/w THC. The difference was due to the GC having
decarboxylated the anti-inammatory THC-A to the psychotropic THC. Due to the error that
occurred during the initial analysis, the manufacturer added roughly half of the amount of
extract needed to achieve the dose listed on the package label resulting in a misbranded
product and dissatised patients.
Sample Preparation
A number of organic solvents are used to extract cannabinoids, including polar solvents such as
methanol, ethanol and chloroform, and less polar solvents such as benzene, petroleum ether and
n-hexane.48 Specic sample preparation procedures can be found in AHP (2013), DeBacker et al.
(2009), and Giese et al., (2015).
8,47,49
New Jersey reported that the mixture of methanol and chloroform (9:1) was an optimal solvent for
extracting cannabinoids.
53
The sample extract is ltered through a 0.2 mu Nylon, dried by nitrogen
without heating and re-dissolved in 200 uL of methanol:water (65:35). Proper dilution is needed
to minimize contamination of the instrument by the complex matrix while meeting the sensitivity of
the analytical method. Giese et al. (2015) reported an extraction method which includes one single
sample preparation, and the extract can be used for the analysis of both cannabinoids and terpenes
using HPLC-DAD and GC-FID, respectively.
49
Analysis by GC Method
The commonly-used analytical columns for separation of cannabinoids are fused silica non-polar
columns such as HP-1 (or DB-1) and HP-5 (or DB-5). Quantitation can be achieved by either ame
ionization detection (FID) or mass spectrometry (MS), the latter can provide identication of the
constituents as well. If the goal of the analysis is to quantify both acid and neutral compounds by
GC, prior derivatization is required.
48
Employment of internal standards, such as 5α-cholestane,
docosane and tetracosane are suitable for quantitation by GC-FID method, while deuterated
cannabinoids are good internal standards for MS detection.
Analysis by LC method
The commonly-used column for separation of cannabinoids includes the reversed-phase of the
octadecyl type, C
8
and C
18
, and the mobile phase is methanol:water (8:2 or other ratio) running at
isocratic condition or gradient.
8,47,49,50
Acetic acid is used to adjust the mobile phase pH to ~4.75.
This method can also be modied for the analysis of other cannabis products, such as foods and
cannabis oil. However, appropriate modication in sample preparation is needed and full validation
53
Patel B, Wene DJ, Hom SS, Parsa B. Quantitative Determination of Cannabinoids in Cannabis Plant Material Using High
Performance Liquid Chromatography – UV Diode Array-Mass Spectrometry (Trap) Detector. Abstract #445 available at
http://easinc.org/wordpress/wp-content/uploads/2015/11/EAS-2015-Abstract-Book.pdf
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
32
of the method needs to be conducted according to the US FDA guidance for bioanalytical method
validation (2013).
54
New York provides a method for analysis of the cannabis products in capsules, tinctures or
formulations for vaporization. Briey, approximately 10-200 mg of cannabis product is extracted
with methanol. A portion of the extract is then removed for analysis. Internal standard is added, and
the extract is diluted up to 100-fold for analysis based on the concentrations of cannabinoids in the
samples as declared by the submitting Registered Organization. The targeted analytes are separated
by HPLC and subsequently detected online by monitoring UV absorbance using a PDA detector. The
separation of ten cannabinoids is achieved on a C18 reverse-phase column 150 mm in length. The
limit of quantication for most of the cannabinoids is approximately 0.60 μg/mL. This method can be
used to quantify the cannabinoid components that are present as low as 0.04% (percent by weight)
in the medical cannabis products. The specic procedures for sample preparation and analysis can
be found in NYS DOH MML-301 and NYS DOH MML-300, respectively.
55
Laboratory Certification/Registration/Accreditation
Laboratory accreditation is important to the industry as whole and extremely valuable in assuring
that data utilized in consumer and public health decisions is of high quality and defensible. It is key
to a successful medical cannabis testing program.
Although each state has taken a different approach, the overall process for accreditation remains
the same: a laboratory applies for accreditation and provides the appropriate quality and technical
standard operating procedures. The state agency performs an onsite assessment, and if deciencies
are observed, the laboratory performs root cause analysis and corrective action.
Below are some state web sites for cannabis testing laboratories:
Colorado
56
“We coordinate the inspection of retail marijuana testing facilities. We review all documentation
and practices to ensure the rules set forth by the Colorado Department of Revenue are being met
and to determine whether to recommend the testing facilities for certication to the Department of
Revenue. The Marijuana Enforcement Division is the certifying body of the Department of Revenue.”
New York
This link provides details of the Environmental Laboratory Approval Program’s (ELAP) corresponding
application forms and related accreditation information: http://www.wadsworth.org/labcert/
elapcert/appforms.htm.
For state certication it is necessary to return the completed application (Form 107—Application
Form
57
). An inspection by an ELAP Environmental Laboratory Consultant may also be required prior to
a laboratory’s certication.
Develop a checklist for the licensing or certication process
Decide whether the process will be done by in-house experts or third parties, like the
American Association for Laboratory Accreditation (A2LA)
54
http://www.fda.gov/downloads/drugs/guidancecomplianceregulatoryinformation/guidances/ucm368107.pdf
55
http://www.wadsworth.org/sites/default/files/WebDoc/576578963/MML-300-01.pdf
http://www.wadsworth.org/sites/default/files/WebDoc/1495494332/MML-301-01.pdf
http://www.wadsworth.org/sites/default/files/WebDoc/359205661/MML-303-01.pdf
56
https://www.colorado.gov/pacific/cdphe/inspection-retail-marijuana-testing-facilities
57
http://www.wadsworth.org/labcert/elapcert/appforms.htm
33
Guidance for State Medical Cannabis Testing Programs
Find or develop a prociency testing program that includes enough information to assure a
certain level of accountability (i.e. includes QC data)
New York has a detailed process for certication,
37
the relevant pieces of which are copied below:
(l) For each lot of medical marihuana product produced, the registered organization shall
submit a predetermined number of nal medical marihuana products (e.g., sealed vials or
capsules; with the number of samples submitted, based on statistical analysis, determined to
be representative of the lot) to an independent laboratory/laboratories approved by the NYS
Department of Health (“department”). The laboratory verifying the cannabinoid content shall
be approved for the analysis of medical marihuana product by the department in accordance
with section ve hundred two of the public health law and subpart 55-2 of this title. Such
laboratory, or approved laboratories cumulatively, shall certify the medical marihuana
product lot as passing all contaminant testing and verify that the content is consistent with
the brand prior to the medical marihuana product being released from the manufacturer to
any dispensing facility.
§1004.14 Laboratory testing requirements for medical marihuana.
(a) Medical marihuana products produced by a registered organization shall be examined
in a laboratory located in New York State that is licensed by the federal Drug Enforcement
Administration (DEA) and approved for the analysis of medical marihuana by the department
in accordance with article 5 of the public health law and subpart 55-2 of this title.
(b) No board member, ofcer, manager, owner, partner, principal stakeholder or member of
a registered organization shall have an interest or voting rights in the laboratory performing
medical marihuana testing.
(c) The registered organization shall submit to the laboratory, and testing shall only be
performed on, the nal medical marihuana product equivalent to the sealed medical
marihuana product dispensed to the patient (e.g., in a sealed vial or intact capsule).
(d) Testing of the nal medical marihuana product is mandatory. However, at the option of the
registered organization, testing may be performed on components used for the production of
the nal medical marihuana product including but not limited to water or growing materials.
Testing may also be performed on the nal marihuana extract prior to packaging e.g. for
cannabinoid prole verication or contaminant testing.
(e) Sampling and testing of each lot of nal medical marihuana product shall be conducted
with a statistically signicant number of samples and with acceptable methodologies such
that there is assurance that all lots of each medical marihuana product are adequately
assessed for contaminants and the cannabinoid prole is consistent throughout.
(f) Testing of the cannabinoid prole shall include, at a minimum, those analytes specied in
section 1004.11(c)(2) of this part.
(g) Testing for contaminants in the nal medical marihuana product shall include but shall
not be limited to those analytes listed below. The department shall make available a list of
required analytes and their acceptable limits as determined by the commissioner.
Analyte: E. coli, Klebsiella Pseudomonas (for products to be vaporized), Salmonella,
Streptococcus, Bile tolerant gram negative bacteria, Aspergillus Mucor species, Penicillium
species, Thermophilic Actinomycetes species, Aatoxin, Ochratoxin, Antimony, Arsenic,
ASSOCIATION OF PUBLIC HEALTH LABORATORIES
34
Cadmium, Chromium, Copper, Lead, Nickel, Zinc, Mercury, Any pesticide/herbicide/fungicide
used during production of the medical marihuana product, Any growth regulator used
during production of the medical marihuana product, Any other analyte as required by the
commissioner
(h) The laboratory shall track and destroy any quantity of medical marihuana product that is
not consumed in samples used for testing.
Oregon
58,59
“It is strongly recommended that laboratories interested in ORELAP accreditation for Cannabis apply
as soon as possible. The accreditation process takes several months.
“The nal analyte lists are complete. It is possible to apply for some technologies (such as LCMSMS)
and matrices (Cannabis plant is in the ‘Biological Tissue’ matrix, Cannabis products will likely be
in the ‘Solid’ matrix) and add other technologies later, OR add the technologies that you currently
perform with the analyte list.
“If your technology and method are accredited, adding additional analytes that are included in the
Rule will not require an additional site visit. However, it will require a document review of your new
Standard Operating Procedure (SOP) and method validation.
“Until a lab is fully accredited for all of desired methods, labs can subcontract non-accredited
analytes to an ORELAP accredited laboratory, per the TNI 2009 Standard. Laboratories are required
to be accredited before OLCC licensing per HB 3400.”
Washington
60
“Third party testing labs must meet certain accreditation criteria in order to be certied as a lab that
is allowed to test useable marijuana and marijuana products under the I-502 regulatory system. The
Board has contracted with the Center for Laboratory Sciences on the Campus of the Columbia Basin
College to conduct the certication process.”
Outreach
As with any program, a key to success is communication and partnership. Some groups that might
benet from understanding a laboratory’s capabilities and limitations include:
Legislature
Regulatory bodies
State Poison Control Centers
Epidemiologists
Emergency Departments
Efficacy & Side Effects of the Products
Data results will need to be stored and analyzed to see what poses a health risk and what doses
appear efcacious, so renements can be made over time. States should consider instituting
surveillance to capture both positive and negative effects of cannabis use. New York is planning a
58
https://public.health.oregon.gov/LaboratoryServices/EnvironmentalLaboratoryAccreditation/Pages/index.aspx
59
https://olis.leg.state.or.us/liz/2015R1/Measures/Overview/HB3400
60
http://www.liq.wa.gov/mj2015/testing-facility-criteria
35
Guidance for State Medical Cannabis Testing Programs
clinical trial involving feedback from the state system through self & physician reporting.
61
Minnesota
and Colorado will look at this data as well.
62
This type of data will also be critical to understanding
and addressing risk over time.
Appendix: Links to State Programs, Laws, Regulations
Maine
Information on Maine’s program can be found at http://legislature.maine.gov/legis/bills/
bills_127th/billtexts/HP072701.asp
Maryland
Information on Maryland’s program can be found at http://mmcc.maryland.gov/
Massachusetts
By way of background, on January 1, 2013, Chapter 369 of the Acts of 2012 became law allowing
qualifying patients with certain dened medical conditions the legal authority to obtain and use
marijuana for medicinal use in the Commonwealth of Massachusetts. This law required that MDPH
develop regulations that provide the regulatory framework to ensure that qualied patients have
timely access to safe marijuana for medical use. The purpose of their draft protocol below is to
provide Massachusetts Registered Marijuana Dispensaries with a health-protective framework
for the collection and analysis of medical marijuana products, and comply with Massachusetts
regulation 105 CMR 725.000, Implementation of an Act for the Humanitarian Medical Use of
Marijuana.
For additional information about the Medical Use of Marijuana Program, including the
authorizing Medical Marijuana Statute, please visit the MMJ Program website at http://www.
mass.gov/eohhs/gov/departments/dph/programs/hcq/medical-marijuana/
Laboratory Testing Protocol: http://www.mass.gov/eohhs/gov/departments/dph/programs/
hcq/medical-marijuana/laboratory-testing-protocols.html
http://www.mass.gov/eohhs/docs/dph/quality/medical-marijuana/lab-protocols/nished-
mmj/nal-revised-mdph-mmj-mips-protocol.pdf
Nevada
Information on Nevada’s program can be found at http://dpbh.nv.gov/Reg/MME/dta/Policies/
Medical_Marijuana_Establishments_(MME)_-_Policies/
New York
https://www.health.ny.gov/regulations/medical_marijuana/docs/regulations.pdf
61
http://www.bizjournals.com/buffalo/news/2016/01/20/childrens-to-serve-as-medical-marijuana-clinical.html
62
http://www.modernhealthcare.com/article/20140911/NEWS/309119931
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