How to Become an Approved Contractor

How to

become an

Approved

Contractor

The SIA Approved Contractor scheme gives your organisation the opportunity to

distinguish itself as amongst the best providers of private security services in the UK.

Approved Contractor status will also deliver valuable operational advantages that will

help you to improve the utilisation of your security staff.

The SIA - Setting

standards

for quality and probity

The Security Industry Authority (SIA) is a Non

Departmental Public Body created under the Private

Security Industry Act 2001. Our purpose as derived

from the 2001 Act is to:

• remove from the private security industry

those individuals who seek to use their

position to pursue criminal activities

• raise standards of competence and

professionalism in the industry

• increase public confidence in the industry

One of our key objectives is protecting the public,

ensuring that only fit and proper people and

organisations deliver regulated private security

services. We contribute towards the Home Office

purpose of “working together to protect the public”

by helping to ensure the private security industry

does not facilitate criminal activity. We do this by

rigorously applying our criminality criteria, our

Approved Contractor Scheme criteria and by

enforcing compliance with the law.

The SIA will work in collaboration with the industry,

its customers, the police service and the public to

achieve these aims.

There are two aspects to private security industry

regulation. The first is compulsory licensing for

individuals operating within the private security

industry. This helps ensure that those working within

the industry are fit and proper persons who have

received adequate vocational training for the role

they perform.

The second aspect is the Approved Contractor

Scheme (ACS).This provides a framework for

setting, improving and monitoring the standards of

management and of service delivery amongst

suppliers of private security services; from licensable

operatives deployed on site through to the

executives in the boardroom. Approved Contractors

are demonstrably committed to customer service

and the compulsory licensing of their staff. This

means that customers can be assured that private

security operatives that an Approved Contractor

deploys on their premises will be working within the

law*. As well as giving purchasers confirmation of

the quality and standards that they can expect of

Approved Contractors, the ACS will provide

confidence and reassurance to wider stakeholders

such as the public, police, employees and the local

community.

* Subject to conditions. See page 4.

The SIA Approved

Contractor

Scheme

Based upon a

combination

recognised

quality standards

and

industr

y best practice

The SIA Approved Contractor Scheme is based

upon widely recognised business improvement

models: ISO9001 and the European

Foundation

for

Quality Management (EFQM) Excellence

Model™. The Scheme also references the British

Standard codes of practice applicable to the

private security industry and conformance to the

relevant codes is built into the ACS requirements.

The ACS is however a distinct accreditation with

two routes to approval, each designed to meet the

same challenging requirements.

The ACS Standard encompasses all aspects of a

business operation. It takes a holistic view of how

well an organisation is managed, how effectively

it services its customers and how well it treats

its employees.

To attain Approved Contractor status, your

organisation will need to demonstrate to an

independent assessor that it has met defined

standards within the following nine

categories:

* Passport schemes contain equivalent requirements but

may group these under different headings.

Strategy:

An SIA Approved Contractor has a clear

strategic direction that enables it to deliver value to

all stakeholders.

Processes:

An SIA Approved Contractor has robust

processes in place that ensure a consistent quality of

service delivery to its customers and stakeholders.

Commercial Relationship Management:

An SIA Approved Contractor promotes robust

and transparent commercial relationships with its

customers, consumers and suppliers founded on

mutual trust and respect.

Financial Management: An SIA Approved

Contractor is financially viable with sufficient

resources to meet its current and future obligations.

Resources:

An SIA Approved Contractor has

adequate premises, procedures and equipment

to sustain its business within the relevant

industry sectors.

People: An SIA Approved Contractor develops and

implements plans to ensure its people are suitably

trained, developed and cared for.

Leadership:

An SIA Approved Contractor has

leaders that can develop and implement an effective

management approach that continually improves the

organisation and its performance.

Corporate Social

Responsibility:

An SIA

Approved Contractor should actively manage the

impact of its services on the local community.

Results: An SIA Approved Contractor measures,

understands and improves its achievements in

relation to all stakeholders.

A full description of the standards and measures required to attain

approval

is available from our website:

www.sia.homeoffice.gov.uk/acs

To assist organisations that are certified to

ISO9001, or have developed their business around

the British Standards, the ACS Standard (Self-

Assessment

Workbook Guide) has been cross

referenced accordingly.

The scheme is currently available to private security

companies operating in the United

Kingdom.

company is eligible to apply for Approved

Contractor status if it carries out any licensable

activities under the Private Security Industry Act

2001 within the following:

• Manned Guarding

- Security

Guard

- Door

Supervisor

- Close

Protection

- Cash

and

Valuables in Transit

- Public Space Surveillance (CCTV)

• Key Holder

• Vehicle Immobiliser (Northern Ireland only)

Additional activities will be included in the scheme

if they become licensable by the SIA.

Benefits

for SIA Approved

Contractors

Successful applicants will benefit from the following:

• The authority to deploy a small proportion

of staff whose licence applications are

pending, in the form of an SIA Licence

Dispensation Notice

• Inclusion in the Register of Approved

Contractors published on the SIA website

• Authority to use the ACS Accreditation Mark

stationery,

livery and websites

• SIA Approved Contractor

certificates,

wall

plaques and lapel badges (numbers issued

according to the size of the accredited

organisation)

• Certain ACS businesses will be allowed to

participate in the SIA’s licensing process

through the use of Licence Management

functionality.

When your firm displays the ACS Accreditation

Mark, you will reassure your

customers,

prospective

customers and employees that they’ve chosen to

work with one of the very best security providers

in the

business.

They can be confident that you are

committed to compulsory licensing of your security

staff and that every operative you deploy on their

premises will be working within the

law

Additional quantities of Approved Contractor

certificates,

plaques and lapel pins will be available

for purchase by accredited organisations.

* This proportion is currently 15% of licensable employees.

Licence Dispensation Notices cannot be used by operatives

who work with children or vulnerable adults. Staff are

unable to work under Licence Dispensation Notices if the

SIA has withdrawn an approved company’s authority to do

so. Where authority to deploy under a Licence

Dispensation Notice is withdrawn this is recorded on our

Increased business

oppor

tunities

The benefits that the ACS will deliver to buyers of

private security services are widely communicated to

local

authorities,

government departments and the

commercial sector.

The Register of Approved Contractors is available on

the SIA

website,

along with a helpline telephone

number for buyers to refer to when selecting

suppliers. You will also receive an allocation of a

specially

prepared

ACS Security Buyer’s Guide.

This will help explain to your

customers,

prospective

customers and employees the practical benefits of

choosing to work with an

SIA

Approved Contractor.

Other

exclusive

benefits

Approved Contractors are invited to participate in

regular regional events led by the SIA, in order to

share best practice, review topical matters, plus

receive licensing and other updates. All Approved

Contractors will be kept informed of any new

developments affecting accredited companies and

the wider industry with regular updates.

Routes to Approved

Contractor

status

There are two routes to gaining ACS accredited

status.

These are equivalent to each other and ensure that

the standards required of all Approved Contractors are

consistent.

The current routes are:

Standard

Passport

Open to all companies - no previous accreditation

required - use the Standard route which

commences with the Self

Assessment

Workbook

The SIA may accredit an alternative scheme as

being equivalent to the ACS

Standard.

A list of SIA

accredited Passport schemes can be found on our

website

SIA

eligibility

requirements

The requirements

described in this section were correct

at the time of going to press but are subject to on-going

review and amendment.The requirements at the present

time can be accessed on our web site:

www.sia.homeoffice.gov.uk/acs

Once we receive your application, we will carry

out an initial check on the form to ensure it is

complete and we will inform you if any details are

missing. Your application will then be reviewed

against the following eligibility requirements:

SIA licensed

staff:

You must meet all SIA licensing

requirements and your organisation must undertake

licensable activity in every sector you are applying for.

Fit and proper organisation /

management:

must be satisfied that your organisation is 'fit

and proper' and that directors or partners are 'fit

and proper' persons

†

. Any legal submissions to

Companies House must be up to date and there

should be no outstanding county court judgements

against your organisation.

Licensed directors: All licensable directors must

hold a licence issued by the SIA under the Private

Security Industry Act 2001.

Significant complaints: If there are significant

concerns or complaints against your organisation

or its senior

management,

these may have to be

investigated further before proceeding.

Self

assessment:

The Self

Assessment

Work has

been completed properly with justification provided

for the self assessment.

Payment of the appropriate fees: See page 11.

†

Note any person who was a sole trader, director or

partner of a business/firm providing a security service

which has been

liquidated,

placed in administration or

receivership within the previous 12 months may not be

considered as a ‘fit & proper’ person.

* Conformance with the ACS Standard is also a requirement

for approval. For Passport route this is demonstrated

through an existing accreditation. For the Standard route

you must choose an independent assessing body to verify

performance (see page 10).

Routes to Approved

Contractor

Status

Standard

Passport

Step 1

Download the Self-Assessment Workbook

from the SIA website

Contact the relevant SIA approved

scheme as detailed on the SIA website

Step 2

Record your scores and summary

evidence in the ACS on-line Achievement

Record (on the SIA website)

Ensure that you meet the required ACS

Standard for all indicators in the Self-

Assessment Workbook, enabling you to

move to the next step

Gain accreditation to an SIA-approved

scheme and obtain copy of relevant

certificate

Step 3

Request ACS application pack

(on the SIA website)

Request ACS application pack

(on the SIA website)

Step 4

Complete and post back the application

form to the SIA with relevant payment

and submit your Achievement Record

(on the SIA website)

Send application to the SIA with relevant

payment and copy of certificate

Licensing Requirements

for the ACS

An ACS application, or existing approval, may be

jeopardised if your organisation does not continue

to meet mandatory licensing requirements for

your licensable

staff.

Achieving and maintaining

approval is dependent upon your organisation

having at least the designated percentage of your

security staff licensed at all times, regardless of

whether or not they are currently deployed.

For all licensable activities a minimum of 85% of

licensable staff must hold a licence at all

times.

This

means that, at most, 15% of your licensable staff

may have their applications in progress - that is,

their licence applications have been accepted by

the SIA. By 'accepted' we mean that we have

confirmed that we are processing those

applications.

You are eligible to apply for SIA ACS accreditation

if your organisation meets the relevant SIA

licensing requirement for both front line and

non-front line staff.

Routes to Approved

Contractor status

(continued)

Information provided at the time of application will be made available to your selected assessing body for

verification. This will include information about directors and the status of employee licensing. Following

confirmation by the SIA that you meet the eligibility requirement, the next step depends on your chosen

route to approval:

Standard

Passport

Step 5

Choose an Assessing Body from the SIA

approved list and arrange for a visit to

verify your self-assessment

Your application is approved

Step 6

Following successful

verification,

your

application is approved provided you

continue to meet the SIA eligibility

requirements

to become an Approved Contractor

You can download the ACS Self Assessment

Workbook form our website, plus register also

part of your self assessment.

It costs nothing to start measuring your business

against the Self Assessment Workbook. You only

need to pay the Application Fee once you believe

you have met the required standard and are ready

to submit your application.

Our team of regional quality assurance managers

can assist with your enquiries at any step, whether

simply considering your options, self assessing,

thinking about independent assessment audits or

making a formal application.

There is no charge for this advice and support,

which means you probably do not need to discuss

matters with independent consultants. Please speak

to us first.

Choosing

Assessing

Body

If you use the Standard route, you will need to

choose an SIA approved assessing body to verify

that your organisation meets the requirements of

the ACS Standard.

A list of Assessing Bodies is available on the SIA

website which provides links to the website of

each assessing body. For more information visit:

www.sia.homeoffice.gov.uk/acs

Each assessing body has undergone a rigorous

selection programme which includes accreditation by

the United

Kingdom

Accreditation Service (UKAS),

overseen by the Department for Business,

Innovation and Skills. Every individual assessor

employed by an assessing body has also been trained

to perform assessments using the SIA workbook.

The SIA does not set or collect fees for

assessments. You will need to pay your chosen

Assessing Body to carry out an assessment to SIA

requirements. An assessment can span two days for

a small organisation to, perhaps, 10 days or more

for a larger organisation operating within multiple

sectors of the private security

industry.

We may

also provide specific instructions on each ACS

application that could increase or reduce the

time required from the general guidance.

SIA Fees

The fees charged by the SIA relate to:

1. Pre Approval. The application fee, payable

for processing the application including initial

eligibility checks.

Your application fee is non-refundable once the

processing of the application has begun. If successful,

you will be invited to pay the annual registration fee

for your Approved Contractor status to be confirmed.

2. On Approval. The annual registration fee,

payable on approval to cover operational

costs of the scheme. This fee will be paid

every year that approved status is maintained.

Approved Contractor Scheme Fees

Size

Organisation

Licensable

Employees

Application Fee

Annual

Registration

Fee

Micro

Up to 10

£400

£15 per licensable

individual deployed

Small

11 to

£800

Medium

26 to 250

£1,600

Large

Over 250

£2,400

Other fees payable which are relevant to approval

but are not levied by the SIA are:

• Fees paid to assessing bodies to assess whether

the applicant meets the requirements for approval

(see previous page)

• Fees paid to independent assessing bodies for

relevant accreditations used to support Passport

applications

Contacts

Website:

www.sia.homeoffice.gov.uk/acs

Use the site to obtain licence

application forms,

find a

training provider, register

your

interest

in the

ACS,

and to get the latest news and updates from the SIA.

To contact us please use your business portal

account. Click on 'Contact the SIA' and then select 'I

want to make a business enquiry'

The

Security Industry Authority

committed

to being a model

of good

regulation.

We will be

proportionate, accountable,

consistent, transparent

and

targeted

in all our

All

reasonable eff

ts have been made to

ensure

that the

information

contained in this

communication

accurate

time of going to press.

The SIA logo is owned by the

Security Industry Authority

and

may not be used

without

the

express permission

of the SIA.

Security Industry Authority

Approved Contractor Scheme

PO Box 49768

London WC1V 6WY

Phone 0300 123 9298

Recycled Stock

ACS/12-13/06

October 2012

Partnered with Crimestoppers

to reduce crime and promote

compliance.